30,417 funds screened by look-through to their filed holdings
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Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,417
- Reached a verdict
- 18,572
- Compliant
- 287
- Could not be decided
- 11,845
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| NAMBX | Columbia Select Mid Cap Value Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 51 | 84% |
| NAMFX | Virtus Newfleet Multi-Sector Intermediate Bond Fund· Virtus Opportunities Trust | Non-compliant | 1,031 | 29% |
| NANC | Unusual Whales Subversive Democratic Trading ETF· Tidal Trust I | Non-compliant | 105 | 92% |
| NANR | State Street(R) SPDR(R) S&P(R) North American Natural Resources ETF· SPDR INDEX SHARES FUNDS | Non-compliant | 205 | 92% |
| NAPIX | VOYA MULTI-MANAGER INTERNATIONAL SMALL CAP FUND· Voya Mutual Funds | Non-compliant | 1,619 | 81% |
| NARAX | Virtus Newfleet Multi-Sector Short Term Bond Fund· Virtus Opportunities Trust | Non-compliant | 922 | 28% |
| NARCX | VOYA MULTI-MANAGER INTERNATIONAL SMALL CAP FUND· Voya Mutual Funds | Non-compliant | 1,619 | 81% |
| NASA | Tema Space Innovators ETF· Tema ETF Trust | Non-compliant | 37 | 54% |
| NASDX | Nasdaq-100 Index Fund· SHELTON FUNDS | Non-compliant | 98 | 95% |
| NATO | Themes Transatlantic Defense ETF· Themes ETF Trust | Non-compliant | 85 | 97% |
| NAWCX | VOYA Global High Dividend Low Volatility Fund· Voya Mutual Funds | Non-compliant | 240 | 93% |
| NAWGX | VOYA Global High Dividend Low Volatility Fund· Voya Mutual Funds | Non-compliant | 240 | 93% |
| NAWIX | VOYA Global High Dividend Low Volatility Fund· Voya Mutual Funds | Non-compliant | 240 | 93% |
| NBCE | Neuberger China Equity ETF· Neuberger Berman ETF Trust | Non-compliant | 71 | 74% |
| NBCM | Neuberger Commodity Strategy ETF· Neuberger Berman ETF Trust | Non-compliant | 225 | 39% |
| NBCR | Neuberger Core Equity ETF· Neuberger Berman ETF Trust | Non-compliant | 204 | 97% |
| NBDS | Neuberger Disrupters ETF· Neuberger Berman ETF Trust | Non-compliant | 33 | 88% |
| NBET | Neuberger Energy Transition & Infrastructure ETF· Neuberger Berman ETF Trust | Non-compliant | 32 | 82% |
| NBFAX | Neuberger Focus Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 58 | 91% |
| NBFC | Neuberger Flexible Credit Income ETF· Neuberger Berman ETF Trust | Non-compliant | 588 | 18% |
| NBFCX | Neuberger Focus Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 58 | 91% |
| NBGAX | Neuberger Genesis Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 108 | 88% |
| NBGEX | Neuberger Genesis Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 108 | 88% |
| NBGIX | Neuberger Genesis Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 108 | 88% |
| NBGNX | Neuberger Genesis Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 108 | 88% |
| NBGTX | Neuberger Large Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 79 | 87% |
| NBGUX | Neuberger Large Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 79 | 87% |
| NBGX | Neuberger Growth ETF· Neuberger Berman ETF Trust | Non-compliant | 58 | 94% |
| NBHAX | Neuberger Equity Income Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 93 | 93% |
| NBHCX | Neuberger Equity Income Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 93 | 93% |
| NBHEX | Neuberger Equity Income Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 93 | 93% |
| NBHIX | Neuberger Equity Income Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 93 | 93% |
| NBHRX | Neuberger Equity Income Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 93 | 93% |
| NBIIX | Neuberger International Equity Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 91 | 93% |
| NBJP | Neuberger Japan Equity ETF· Neuberger Berman ETF Trust | Non-compliant | 59 | 96% |
| NBMBX | Neuberger Mid Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 80 | 88% |
| NBMIX | Neuberger Small Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 105 | 78% |
| NBMLX | Neuberger Mid Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 80 | 88% |
| NBMOX | Neuberger Small Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 105 | 78% |
| NBMRX | Neuberger Mid Cap Intrinsic Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 68 | 91% |
| NBMTX | Neuberger Mid Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 80 | 88% |
| NBMVX | Neuberger Small Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 105 | 78% |
| NBNAX | Neuberger International Select Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 83 | 93% |
| NBNCX | Neuberger International Select Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 83 | 93% |
| NBNGX | Sit Mid Cap Growth Fund· SIT MID CAP GROWTH FUND INC | Non-compliant | 64 | 93% |
| NBNRX | Neuberger International Select Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 83 | 93% |
| NBOS | Neuberger Option Strategy ETF· Neuberger Berman ETF Trust | Non-compliant | 30 | 92% |
| NBPBX | Neuberger Large Cap Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 82 | 95% |
| NBPIX | Neuberger Large Cap Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 82 | 95% |
| NBPTX | Neuberger Large Cap Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 82 | 95% |
| NBRAX | Neuberger Mid Cap Intrinsic Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 68 | 91% |
| NBRCX | Neuberger Mid Cap Intrinsic Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 68 | 91% |
| NBREX | Neuberger Mid Cap Intrinsic Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 68 | 91% |
| NBRFX | Neuberger Real Estate Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 36 | 90% |
| NBRIX | Neuberger Real Estate Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 36 | 90% |
| NBRRX | Neuberger Mid Cap Intrinsic Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 68 | 91% |
| NBRTX | Neuberger Mid Cap Intrinsic Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 68 | 91% |
| NBRVX | Neuberger Mid Cap Intrinsic Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 68 | 91% |
| NBSD | Neuberger Short Duration Income ETF· Neuberger Berman ETF Trust | Non-compliant | 973 | 49% |
| NBSLX | Neuberger Quality Equity Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 48 | 89% |
| NBSM | Neuberger Small-Mid Cap ETF· Neuberger Berman ETF Trust | Non-compliant | 77 | 89% |
| NBSMX | Neuberger Small Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 105 | 78% |
| NBSRX | Neuberger Quality Equity Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 48 | 89% |
| NBSSX | Neuberger Focus Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 58 | 91% |
| NBSTX | Neuberger Quality Equity Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 48 | 89% |
| NBTR | Neuberger Total Return Bond ETF· Neuberger Berman ETF Trust | Non-compliant | 445 | 55% |
| NBXG | Neuberger Next Generation Connectivity Fund Inc. | Non-compliant | 137 | 83% |
| NCAVX | Nuance Concentrated Value Fund· Managed Portfolio Series | Non-compliant | 32 | 86% |
| NCBVX | PGIM Quant Solutions Mid-Cap Value Fund· Prudential Investment Portfolios, Inc. 10 | Non-compliant | 254 | 94% |
| NCEGX | North Country Large Cap Equity Fund· North Country Funds | Non-compliant | 47 | 96% |
| NCFCX | Nuveen High Yield Income Fund· Nuveen Investment Trust III | Non-compliant | 325 | 25% |
| NCGFX | New Covenant Growth Fund· NEW COVENANT FUNDS | Non-compliant | 1,510 | 96% |
| NCIAX | Columbia Convertible Securities Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 126 | 75% |
| NCICX | New Covenant Income Fund· NEW COVENANT FUNDS | Non-compliant | 862 | 68% |
| NCIDX | Columbia Convertible Securities Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 126 | 75% |
| NCIGX | Nuveen International Value Fund· Nuveen Investment Trust II | Non-compliant | 55 | 98% |
| NCIRX | Nuveen Impact Bond Completion Managed Accounts Portfolio· Nuveen Managed Accounts Portfolio Trust | Non-compliant | 171 | 30% |
| NCLEX | Nicholas Limited Edition, Inc. | Non-compliant | 62 | 91% |
| NCMFX | Virtus Newfleet Multi-Sector Intermediate Bond Fund· Virtus Opportunities Trust | Non-compliant | 1,031 | 29% |
| NCOAX | Nuveen High Yield Income Fund· Nuveen Investment Trust III | Non-compliant | 330 | 19% |
| NCOIX | Nuveen High Yield Income Fund· Nuveen Investment Trust III | Non-compliant | 325 | 25% |
| NCPB | Nuveen Core Plus Bond ETF· NuShares ETF Trust | Non-compliant | 476 | 64% |
| NCRAX | Neuberger Core Bond Fund· NEUBERGER BERMAN INCOME FUNDS | Non-compliant | 904 | 65% |
| NCRCX | Neuberger Core Bond Fund· NEUBERGER BERMAN INCOME FUNDS | Non-compliant | 904 | 65% |
| NCRIX | Neuberger Core Bond Fund· NEUBERGER BERMAN INCOME FUNDS | Non-compliant | 904 | 65% |
| NCRLX | Neuberger Core Bond Fund· NEUBERGER BERMAN INCOME FUNDS | Non-compliant | 904 | 65% |
| NCSRX | Nuveen High Yield Income Fund· Nuveen Investment Trust III | Non-compliant | 325 | 25% |
| NCTWX | Nicholas II, Inc. | Non-compliant | 69 | 94% |
| NCV | Virtus Convertible & Income Fund | Non-compliant | 210 | 63% |
| NCV-PA | Virtus Convertible & Income Fund | Non-compliant | 210 | 63% |
| NCVLX | Nuance Concentrated Value Fund· Managed Portfolio Series | Non-compliant | 32 | 86% |
| NCZ | Virtus Convertible & Income Fund II | Non-compliant | 211 | 64% |
| NCZ-PA | Virtus Convertible & Income Fund II | Non-compliant | 211 | 64% |
| NDGAX | Neuberger Berman Dividend Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 59 | 94% |
| NDGCX | Neuberger Berman Dividend Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 59 | 94% |
| NDGIX | Neuberger Berman Dividend Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 59 | 94% |
| NDIA | Global X India Active ETF· GLOBAL X FUNDS | Non-compliant | 30 | 100% |
| NDOW | Anydrus Advantage ETF· Collaborative Investment Series Trust | Non-compliant | 87 | 55% |
| NDVAX | MFS New Discovery Value Fund· MFS SERIES TRUST XIII | Non-compliant | 146 | 79% |
| NDVBX | MFS New Discovery Value Fund· MFS SERIES TRUST XIII | Non-compliant | 146 | 79% |
30,417 funds · page 118 of 305