30,417 funds screened by look-through to their filed holdings
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Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,417
- Reached a verdict
- 18,588
- Compliant
- 282
- Could not be decided
- 11,829
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| PISQX | Columbia Pyrford International Stock Fund· Columbia Funds Series Trust II | Non-compliant | 80 | 93% |
| PIUCX | Federated Hermes International Equity Fund· Federated Hermes Adviser Series | Non-compliant | 78 | 45% |
| PIUIX | Federated Hermes International Equity Fund· Federated Hermes Adviser Series | Non-compliant | 78 | 45% |
| PIVYX | Putnam International Small Cap Fund· Putnam Investment Funds | Non-compliant | 238 | 83% |
| PIZ | Invesco Dorsey Wright Developed Markets Momentum ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 102 | 88% |
| PJARX | SmallCap Value Fund II· Principal Funds, Inc | Non-compliant | 1,537 | 80% |
| PJDAX | PGIM Jennison Rising Dividend Fund· Prudential Investment Portfolios 5 | Non-compliant | 62 | 93% |
| PJDCX | PGIM Jennison Rising Dividend Fund· Prudential Investment Portfolios 5 | Non-compliant | 62 | 93% |
| PJDQX | PGIM Jennison Rising Dividend Fund· Prudential Investment Portfolios 5 | Non-compliant | 62 | 93% |
| PJDZX | PGIM Jennison Rising Dividend Fund· Prudential Investment Portfolios 5 | Non-compliant | 62 | 93% |
| PJEAX | PGIM US Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 34 | 79% |
| PJECX | PGIM US Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 34 | 79% |
| PJEQX | PGIM US Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 34 | 79% |
| PJERX | PGIM Jennison Global Equity Income Fund· Prudential Investment Portfolios, Inc. 10 | Non-compliant | 48 | 91% |
| PJEZX | PGIM US Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 34 | 79% |
| PJFAX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJFCX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJFG | PGIM Jennison Focused Growth ETF· PGIM ETF Trust | Non-compliant | 38 | 98% |
| PJFM | PGIM Jennison Focused Mid-Cap ETF· PGIM ETF Trust | Non-compliant | 51 | 91% |
| PJFOX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJFPX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJFQX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJFV | PGIM Jennison Focused Value ETF· PGIM ETF Trust | Non-compliant | 36 | 93% |
| PJFZX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJGCX | PGIM Jennison Focused Value Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 36 | 93% |
| PJGQX | PGIM Jennison Mid-Cap Growth Fund· Prudential Jennison Mid-Cap Growth Fund, Inc. | Non-compliant | 64 | 82% |
| PJGRX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJGZX | PGIM Jennison Focused Value Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 36 | 93% |
| PJHRX | PGIM Jennison Health Sciences Fund· Prudential Sector Funds, Inc. | Non-compliant | 55 | 65% |
| PJIAX | PGIM Jennison Focused Value Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 36 | 93% |
| PJIO | PGIM Jennison Focused International Equity ETF· PGIM ETF Trust | Non-compliant | 27 | 91% |
| PJIQX | PGIM Jennison Global Equity Income Fund· Prudential Investment Portfolios, Inc. 10 | Non-compliant | 48 | 91% |
| PJIZX | PGIM Quant Solutions International Equity Fund· Prudential World Fund, Inc. | Non-compliant | 371 | 88% |
| PJNQX | PGIM Jennison Natural Resources Fund· Prudential Jennison Natural Resources Fund, Inc. | Non-compliant | 59 | 93% |
| PJOQX | PGIM Jennison Focused Value Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 36 | 93% |
| PJORX | PGIM Jennison Focused Value Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 36 | 93% |
| PJP | Invesco Pharmaceuticals ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 33 | 81% |
| PJRAX | PGIM Quant Solutions International Equity Fund· Prudential World Fund, Inc. | Non-compliant | 371 | 88% |
| PJRCX | PGIM Quant Solutions International Equity Fund· Prudential World Fund, Inc. | Non-compliant | 371 | 88% |
| PJRQX | PGIM Quant Solutions International Equity Fund· Prudential World Fund, Inc. | Non-compliant | 371 | 88% |
| PJSQX | PGIM Jennison Small Company Fund· Prudential Jennison Small Co Fund, Inc. | Non-compliant | 124 | 80% |
| PJUS | PGIM Jennison U.S. Core Equity ETF· PGIM ETF Trust | Non-compliant | 92 | 96% |
| PJVQX | PGIM Jennison Value Fund· Prudential Investment Portfolios 7 | Non-compliant | 64 | 92% |
| PKAAX | PIMCO RAE US Fund· PIMCO Equity Series | Non-compliant | 141 | 95% |
| PKACX | PIMCO RAE US Fund· PIMCO Equity Series | Non-compliant | 141 | 95% |
| PKAIX | PIMCO RAE US Fund· PIMCO Equity Series | Non-compliant | 141 | 95% |
| PKAPX | PIMCO RAE US Fund· PIMCO Equity Series | Non-compliant | 141 | 95% |
| PKB | Invesco Building & Construction ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 32 | 81% |
| PKBIX | Payden Managed Income Fund· PAYDEN & RYGEL INVESTMENT GROUP | Non-compliant | 342 | 18% |
| PKCBX | Payden Managed Income Fund· PAYDEN & RYGEL INVESTMENT GROUP | Non-compliant | 342 | 18% |
| PKCIX | Payden Managed Income Fund· PAYDEN & RYGEL INVESTMENT GROUP | Non-compliant | 342 | 18% |
| PKCRX | Payden Managed Income Fund· PAYDEN & RYGEL INVESTMENT GROUP | Non-compliant | 342 | 18% |
| PKSAX | Virtus KAR Small-Cap Core Fund· Virtus Equity Trust | Non-compliant | 27 | 94% |
| PKSCX | Virtus KAR Small-Cap Core Fund· Virtus Equity Trust | Non-compliant | 27 | 94% |
| PKSFX | Virtus KAR Small-Cap Core Fund· Virtus Equity Trust | Non-compliant | 27 | 94% |
| PKW | Invesco BuyBack AchieversTM ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 227 | 89% |
| PLAAX | PACE Large Co Growth Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 104 | 85% |
| PLABX | Plumb Balanced Fund· Wisconsin Capital Fund Inc | Non-compliant | 59 | 81% |
| PLADX | Aristotle Short Duration Income Fund· Aristotle Fund Series Trust | Non-compliant | 328 | 40% |
| PLAEX | Plumb Equity Fund· Wisconsin Capital Fund Inc | Non-compliant | 30 | 97% |
| PLAHX | Aristotle High Yield Bond Fund· Aristotle Fund Series Trust | Non-compliant | 218 | 15% |
| PLARX | SmallCap Value Fund II· Principal Funds, Inc | Non-compliant | 1,537 | 80% |
| PLATX | PACE Large Co Growth Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 104 | 85% |
| PLAYX | PACE Large Co Growth Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 104 | 85% |
| PLBBX | Plumb Balanced Fund· Wisconsin Capital Fund Inc | Non-compliant | 59 | 81% |
| PLBEX | Plumb Equity Fund· Wisconsin Capital Fund Inc | Non-compliant | 30 | 97% |
| PLCGX | LargeCap Growth Fund I· Principal Funds, Inc | Non-compliant | 220 | 95% |
| PLCHX | Aristotle High Yield Bond Fund· Aristotle Fund Series Trust | Non-compliant | 218 | 15% |
| PLCIX | VOYA LARGE-CAP GROWTH FUND· Voya Equity Trust | Non-compliant | 63 | 93% |
| PLCNX | Aristotle Strategic Income Fund· Aristotle Fund Series Trust | Non-compliant | 476 | 34% |
| PLCSX | Aristotle Short Duration Income Fund· Aristotle Fund Series Trust | Non-compliant | 328 | 40% |
| PLDCX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PLDHX | Aristotle Short Duration Income Fund· Aristotle Fund Series Trust | Non-compliant | 328 | 40% |
| PLDIX | PIMCO Low Duration ESG Fund· PIMCO FUNDS | Non-compliant | 565 | 36% |
| PLDSX | Aristotle Short Duration Income Fund· Aristotle Fund Series Trust | Non-compliant | 328 | 40% |
| PLEBX | Aristotle Core Bond Fund· Aristotle Fund Series Trust | Non-compliant | 352 | 66% |
| PLEDX | Aristotle Core Bond Fund· Aristotle Fund Series Trust | Non-compliant | 352 | 66% |
| PLEHX | Aristotle Core Bond Fund· Aristotle Fund Series Trust | Non-compliant | 352 | 66% |
| PLFIX | LargeCap S&P 500 Index Fund· Principal Funds, Inc | Non-compliant | 506 | 98% |
| PLFMX | LargeCap S&P 500 Index Fund· Principal Funds, Inc | Non-compliant | 506 | 98% |
| PLFPX | LargeCap S&P 500 Index Fund· Principal Funds, Inc | Non-compliant | 506 | 98% |
| PLGAX | LargeCap Growth Fund I· Principal Funds, Inc | Non-compliant | 220 | 95% |
| PLGI | PL Growth and Income ETF· Collaborative Investment Series Trust | Non-compliant | 156 | 73% |
| PLGIX | LargeCap Growth Fund I· Principal Funds, Inc | Non-compliant | 220 | 95% |
| PLGJX | LargeCap Growth Fund I· Principal Funds, Inc | Non-compliant | 220 | 95% |
| PLHIX | Aristotle High Yield Bond Fund· Aristotle Fund Series Trust | Non-compliant | 218 | 15% |
| PLHYX | Aristotle High Yield Bond Fund· Aristotle Fund Series Trust | Non-compliant | 218 | 15% |
| PLIAX | Aristotle Core Income Fund· Aristotle Fund Series Trust | Non-compliant | 483 | 53% |
| PLIBX | Plumb Balanced Fund· Wisconsin Capital Fund Inc | Non-compliant | 59 | 81% |
| PLIDX | Aristotle Core Income Fund· Aristotle Fund Series Trust | Non-compliant | 483 | 53% |
| PLIEX | Plumb Equity Fund· Wisconsin Capital Fund Inc | Non-compliant | 30 | 97% |
| PLIHX | Aristotle Core Income Fund· Aristotle Fund Series Trust | Non-compliant | 483 | 53% |
| PLIIX | Aristotle Core Income Fund· Aristotle Fund Series Trust | Non-compliant | 483 | 53% |
| PLLAX | SmallCap Fund· Principal Funds, Inc | Non-compliant | 109 | 79% |
| PLNCX | Aristotle Core Income Fund· Aristotle Fund Series Trust | Non-compliant | 483 | 53% |
| PLSAX | LargeCap S&P 500 Index Fund· Principal Funds, Inc | Non-compliant | 506 | 98% |
| PLSDX | Aristotle Short Duration Income Fund· Aristotle Fund Series Trust | Non-compliant | 328 | 40% |
| PLSFX | Aristotle Strategic Income Fund· Aristotle Fund Series Trust | Non-compliant | 476 | 34% |
| PLSHX | Aristotle Strategic Income Fund· Aristotle Fund Series Trust | Non-compliant | 476 | 34% |
| PLSRX | Aristotle Strategic Income Fund· Aristotle Fund Series Trust | Non-compliant | 476 | 34% |
30,417 funds · page 131 of 305