30,375 funds screened by look-through to their filed holdings
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Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,375
- Reached a verdict
- 18,550
- Compliant
- 277
- Could not be decided
- 11,825
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| ASDHX | Short Duration Strategic Income Fund· American Century Investment Trust | Non-compliant | 412 | 39% |
| ASDIX | AAM HIMCO Short Duration Income Fund· INVESTMENT MANAGERS SERIES TRUST | Non-compliant | 308 | 41% |
| ASDJX | Short Duration Strategic Income Fund· American Century Investment Trust | Non-compliant | 412 | 39% |
| ASDOX | Short Duration Fund· American Century Investment Trust | Non-compliant | 287 | 56% |
| ASDRX | Short Duration Strategic Income Fund· American Century Investment Trust | Non-compliant | 412 | 39% |
| ASDVX | Short Duration Strategic Income Fund· American Century Investment Trust | Non-compliant | 412 | 39% |
| ASEA | Global X FTSE Southeast Asia ETF· GLOBAL X FUNDS | Non-compliant | 41 | 91% |
| ASEC | American Century Securitized Credit ETF· American Century ETF Trust | Non-compliant | 49 | 55% |
| ASEFX | Nuveen Small Cap Select Fund· Nuveen Investment Funds, Inc. | Non-compliant | 90 | 81% |
| ASEMX | abrdn EM SMA Completion Fund· abrdn Funds | Non-compliant | 66 | 87% |
| ASFCX | Virtus AlphaSimplex Managed Futures Strategy Fund· Virtus Alternative Solutions Trust | Non-compliant | 139 | 45% |
| ASFYX | Virtus AlphaSimplex Managed Futures Strategy Fund· Virtus Alternative Solutions Trust | Non-compliant | 139 | 45% |
| ASG | Liberty All-Star Growth Fund· LIBERTY ALL STAR GROWTH FUND INC. | Non-compliant | 119 | 93% |
| ASGHX | Short-Term Government Fund· American Century Government Income Trust | Non-compliant | 95 | 93% |
| ASGM | Virtus AlphaSimplex Global Macro ETF· Virtus ETF Trust II | Non-compliant | 37 | 40% |
| ASGTX | Transamerica Small Cap Growth· TRANSAMERICA FUNDS | Non-compliant | 58 | 94% |
| ASHAX | Virtus Newfleet Short Duration High Income Fund· Virtus Strategy Trust | Non-compliant | 234 | 26% |
| ASHCX | Virtus Newfleet Short Duration High Income Fund· Virtus Strategy Trust | Non-compliant | 234 | 26% |
| ASHHX | Short Duration Fund· American Century Investment Trust | Non-compliant | 287 | 56% |
| ASHIX | Virtus Newfleet Short Duration High Income Fund· Virtus Strategy Trust | Non-compliant | 234 | 26% |
| ASHR | Xtrackers Harvest CSI 300 China A-Shares ETF· DBX ETF Trust | Non-compliant | 520 | 72% |
| ASHS | Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF· DBX ETF Trust | Non-compliant | 775 | 51% |
| ASHSX | Virtus Newfleet Short Duration High Income Fund· Virtus Strategy Trust | Non-compliant | 234 | 26% |
| ASIA | Matthews Pacific Tiger Active ETF· Matthews International Funds | Non-compliant | 68 | 86% |
| ASIAX | Invesco Asia Pacific Equity Fund· AIM International Mutual Funds (Invesco International Mutual Funds) | Non-compliant | 65 | 91% |
| ASICX | Invesco Asia Pacific Equity Fund· AIM International Mutual Funds (Invesco International Mutual Funds) | Non-compliant | 65 | 91% |
| ASIEX | Multisector Income Fund· American Century Investment Trust | Non-compliant | 374 | 29% |
| ASIGX | Multisector Income Fund· American Century Investment Trust | Non-compliant | 374 | 29% |
| ASIHX | Multisector Income Fund· American Century Investment Trust | Non-compliant | 374 | 29% |
| ASIJX | Multisector Income Fund· American Century Investment Trust | Non-compliant | 374 | 30% |
| ASILX | AB Select US Long/Short Portfolio· AB CAP FUND, INC. | Non-compliant | 94 | 54% |
| ASIMX | ALGER WEATHERBIE SPECIALIZED GROWTH FUND· ALGER FUNDS | Non-compliant | 51 | 90% |
| ASIPX | Multisector Income Fund· American Century Investment Trust | Non-compliant | 374 | 29% |
| ASIQX | Multisector Income Fund· American Century Investment Trust | Non-compliant | 374 | 29% |
| ASIRX | ALGER SMALL CAP GROWTH INSTITUTIONAL FUND· ALGER INSTITUTIONAL FUNDS | Non-compliant | 111 | 80% |
| ASIWX | Multisector Income Fund· American Century Investment Trust | Non-compliant | 374 | 29% |
| ASIYX | Invesco Asia Pacific Equity Fund· AIM International Mutual Funds (Invesco International Mutual Funds) | Non-compliant | 65 | 91% |
| ASLAX | AB Select US Long/Short Portfolio· AB CAP FUND, INC. | Non-compliant | 94 | 54% |
| ASLV | Allspring Special Large Value ETF· ALLSPRING EXCHANGE-TRADED FUNDS TRUST | Non-compliant | 44 | 97% |
| ASMDX | Strategic Allocation: Moderate Fund· American Century Strategic Asset Allocations Inc | Non-compliant | 1,252 | 36% |
| ASMF | Virtus AlphaSimplex Managed Futures ETF· Virtus ETF Trust II | Non-compliant | 36 | 97% |
| ASMMX | Invesco Summit Fund· AIM Equity Funds (Invesco Equity Funds) | Non-compliant | 59 | 99% |
| ASMNX | AQR Small Cap Momentum Style Fund· AQR Funds | Non-compliant | 638 | 79% |
| ASMOX | AQR Small Cap Momentum Style Fund· AQR Funds | Non-compliant | 638 | 79% |
| ASMRX | Strategic Allocation: Moderate Fund· American Century Strategic Asset Allocations Inc | Non-compliant | 1,252 | 36% |
| ASMUX | Strategic Allocation: Moderate Fund· American Century Strategic Asset Allocations Inc | Non-compliant | 1,252 | 36% |
| ASMYX | Invesco Summit Fund· AIM Equity Funds (Invesco Equity Funds) | Non-compliant | 59 | 99% |
| ASMZX | ALGER WEATHERBIE SPECIALIZED GROWTH FUND· ALGER FUNDS | Non-compliant | 51 | 90% |
| ASPAX | Allspring Special International Small Cap Fund· ALLSPRING FUNDS TRUST | Non-compliant | 81 | 86% |
| ASQAX | Small Company Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 309 | 86% |
| ASQCX | Small Company Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 309 | 86% |
| ASQGX | Small Company Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 309 | 86% |
| ASQIX | Small Company Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 309 | 86% |
| ASRAX | Invesco Global Real Estate Income Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 92 | 76% |
| ASRCX | Invesco Global Real Estate Income Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 92 | 76% |
| ASREX | Invesco Global Real Estate Income Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 92 | 76% |
| ASRFX | Invesco Global Real Estate Income Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 92 | 76% |
| ASRIX | Invesco Global Real Estate Income Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 92 | 76% |
| ASRYX | Invesco Global Real Estate Income Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 92 | 76% |
| ASTAX | Strategic Allocation: Aggressive Fund· American Century Strategic Asset Allocations Inc | Non-compliant | 1,186 | 31% |
| ASTCX | Strategic Allocation: Moderate Fund· American Century Strategic Asset Allocations Inc | Non-compliant | 1,252 | 36% |
| ASTEX | American Funds Short-Term Tax-Exempt Bond Fund | Non-compliant | 1,256 | 7% |
| ASTFX | American Funds Short-Term Tax-Exempt Bond Fund | Non-compliant | 1,256 | 7% |
| ASTN | Defiance Daily Target 2x Short Asts ETF· Tidal Trust II | Non-compliant | 7 | 42% |
| ASTY | Defiance Daily Target 2x Long Asts ETF· Tidal Trust II | Non-compliant | 8 | 30% |
| ASVCX | American Beacon Small Cap Value Fund· AMERICAN BEACON FUNDS | Non-compliant | 461 | 81% |
| ASVDX | Small Cap Value Fund· American Century Capital Portfolios, Inc. | Non-compliant | 119 | 79% |
| ASVGX | Small Cap Value Fund· American Century Capital Portfolios, Inc. | Non-compliant | 119 | 79% |
| ASVHX | Small Cap Value Fund· American Century Capital Portfolios, Inc. | Non-compliant | 119 | 79% |
| ASVIX | Small Cap Value Fund· American Century Capital Portfolios, Inc. | Non-compliant | 119 | 79% |
| ASVNX | Small Cap Value Fund· American Century Capital Portfolios, Inc. | Non-compliant | 119 | 79% |
| ASVRX | Small Cap Value Fund· American Century Capital Portfolios, Inc. | Non-compliant | 119 | 79% |
| ASVYX | Small Cap Value Fund· American Century Capital Portfolios, Inc. | Non-compliant | 119 | 79% |
| ASXDX | Short Duration Strategic Income Fund· American Century Investment Trust | Non-compliant | 412 | 39% |
| ASYDX | Short Duration Strategic Income Fund· American Century Investment Trust | Non-compliant | 412 | 39% |
| ASYIX | Multisector Income Fund· American Century Investment Trust | Non-compliant | 374 | 29% |
| ASYLX | AB Select US Long/Short Portfolio· AB CAP FUND, INC. | Non-compliant | 94 | 54% |
| ASYMX | ALGER WEATHERBIE SPECIALIZED GROWTH FUND· ALGER FUNDS | Non-compliant | 51 | 90% |
| ATCL | REX Autocallable Income ETF· REX ETF Trust | Non-compliant | 5 | 95% |
| ATECX | AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | Non-compliant | 96 | 93% |
| ATEYX | AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | Non-compliant | 96 | 93% |
| ATEZX | AB SUSTAINABLE GLOBAL THEMATIC FUND, INC. | Non-compliant | 96 | 93% |
| ATFV | Alger 35 ETF· Alger ETF Trust | Non-compliant | 36 | 82% |
| ATGAX | CANTOR FITZGERALD EQUITY OPPORTUNITY FUND· Cantor Select Portfolios Trust | Non-compliant | 46 | 95% |
| ATGDX | International Growth Fund· American Century World Mutual Funds, Inc. | Non-compliant | 106 | 96% |
| ATGGX | International Growth Fund· American Century World Mutual Funds, Inc. | Non-compliant | 106 | 96% |
| ATGHX | CANTOR FITZGERALD EQUITY OPPORTUNITY FUND· Cantor Select Portfolios Trust | Non-compliant | 46 | 95% |
| ATGRX | International Growth Fund· American Century World Mutual Funds, Inc. | Non-compliant | 106 | 96% |
| ATGYX | CANTOR FITZGERALD EQUITY OPPORTUNITY FUND· Cantor Select Portfolios Trust | Non-compliant | 46 | 95% |
| ATHAX | Heritage Fund· American Century Mutual Funds, Inc. | Non-compliant | 88 | 94% |
| ATHDX | Heritage Fund· American Century Mutual Funds, Inc. | Non-compliant | 88 | 94% |
| ATHGX | Heritage Fund· American Century Mutual Funds, Inc. | Non-compliant | 88 | 94% |
| ATHIX | Heritage Fund· American Century Mutual Funds, Inc. | Non-compliant | 88 | 94% |
| ATHWX | Heritage Fund· American Century Mutual Funds, Inc. | Non-compliant | 88 | 94% |
| ATHYX | Heritage Fund· American Century Mutual Funds, Inc. | Non-compliant | 88 | 94% |
| ATMAX | PIMCO LOW DURATION OPPORTUNITIES FUND· PIMCO FUNDS | Non-compliant | 734 | 49% |
| ATMCX | PIMCO LOW DURATION OPPORTUNITIES FUND· PIMCO FUNDS | Non-compliant | 734 | 49% |
| ATMDX | PIMCO LOW DURATION OPPORTUNITIES FUND· PIMCO FUNDS | Non-compliant | 734 | 49% |
| ATPAX | CANTOR FITZGERALD HIGH INCOME FUND· Cantor Select Portfolios Trust | Non-compliant | 56 | 43% |
| ATPRX | CANTOR FITZGERALD HIGH INCOME FUND· Cantor Select Portfolios Trust | Non-compliant | 56 | 43% |
30,375 funds · page 14 of 304