30,302 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| DNHYX | Dunham High Yield Bond Fund· Dunham Funds | Non-compliant | 286 | 28% |
| DNINX | Dunham International Stock Fund· Dunham Funds | Non-compliant | 425 | 91% |
| DNIOX | Dunham International Opportunity Bond Fund· Dunham Funds | Non-compliant | 577 | 16% |
| DNL | WisdomTree Global ex-U.S. Quality Growth Fund· WisdomTree Trust | Non-compliant | 214 | 92% |
| DNLAX | BNY Mellon Natural Resources Fund· BNY MELLON OPPORTUNITY FUNDS | Non-compliant | 41 | 91% |
| DNLCX | BNY Mellon Active MidCap Fund· BNY Mellon Strategic Funds, Inc. | Non-compliant | 239 | 94% |
| DNLDX | BNY Mellon Active MidCap Fund· BNY Mellon Strategic Funds, Inc. | Non-compliant | 239 | 94% |
| DNLRX | BNY Mellon Active MidCap Fund· BNY Mellon Strategic Funds, Inc. | Non-compliant | 239 | 94% |
| DNLVX | Dunham Large Cap Value Fund· Dunham Funds | Non-compliant | 76 | 93% |
| DNLYX | BNY Mellon Active MidCap Fund· BNY Mellon Strategic Funds, Inc. | Non-compliant | 239 | 94% |
| DNP | DNP Select Income Fund Inc | Non-compliant | 130 | 88% |
| DNREX | Dunham Real Estate Stock Fund· Dunham Funds | Non-compliant | 43 | 81% |
| DNSMX | Driehaus Small Cap Growth Fund· Driehaus Mutual Funds | Non-compliant | 122 | 77% |
| DNSVX | Dunham Small Cap Value Fund· Dunham Funds | Non-compliant | 210 | 78% |
| DNVYX | Davis New York Venture Fund· DAVIS NEW YORK VENTURE FUND INC | Non-compliant | 46 | 76% |
| DODBX | Dodge & Cox Balanced Fund· Dodge & Cox Funds | Non-compliant | 534 | 88% |
| DODEX | Dodge & Cox Emerging Markets Stock Fund· Dodge & Cox Funds | Non-compliant | 364 | 80% |
| DODFX | Dodge & Cox International Stock Fund· Dodge & Cox Funds | Non-compliant | 198 | 95% |
| DODGX | Dodge & Cox Stock Fund· Dodge & Cox Funds | Non-compliant | 90 | 96% |
| DODIX | Dodge & Cox Income Fund· Dodge & Cox Funds | Non-compliant | 1,660 | 81% |
| DODLX | Dodge & Cox Global Bond Fund· Dodge & Cox Funds | Non-compliant | 407 | 46% |
| DODWX | Dodge & Cox Global Stock Fund· Dodge & Cox Funds | Non-compliant | 192 | 95% |
| DOL | WisdomTree True Developed International Fund· WisdomTree Trust | Non-compliant | 302 | 94% |
| DOMIX | Domini Impact International Equity Fund· Domini Investment Trust | Non-compliant | 149 | 92% |
| DOMOX | Domini Impact International Equity Fund· Domini Investment Trust | Non-compliant | 149 | 91% |
| DOMYX | Domini Impact International Equity Fund· Domini Investment Trust | Non-compliant | 149 | 92% |
| DON | WisdomTree U.S. Midcap Dividend Fund· WisdomTree Trust | Non-compliant | 296 | 89% |
| DOPIX | BNY Mellon Opportunistic Small Cap Fund· BNY Mellon Advantage Funds, Inc. | Non-compliant | 109 | 72% |
| DOXBX | Dodge & Cox Balanced Fund· Dodge & Cox Funds | Non-compliant | 534 | 88% |
| DOXFX | Dodge & Cox International Stock Fund· Dodge & Cox Funds | Non-compliant | 198 | 95% |
| DOXGX | Dodge & Cox Stock Fund· Dodge & Cox Funds | Non-compliant | 90 | 96% |
| DOXIX | Dodge & Cox Income Fund· Dodge & Cox Funds | Non-compliant | 1,660 | 81% |
| DOXLX | Dodge & Cox Global Bond Fund· Dodge & Cox Funds | Non-compliant | 407 | 46% |
| DOXWX | Dodge & Cox Global Stock Fund· Dodge & Cox Funds | Non-compliant | 192 | 95% |
| DPCFX | Nomura Diversified Income Fund· Delaware Group Adviser Funds | Non-compliant | 757 | 60% |
| DPDFX | Nomura Diversified Income Fund· Delaware Group Adviser Funds | Non-compliant | 757 | 60% |
| DPFFX | Nomura Diversified Income Fund· Delaware Group Adviser Funds | Non-compliant | 757 | 60% |
| DPG | Duff & Phelps Utility & Infrastructure Fund Inc. | Non-compliant | 56 | 94% |
| DPIAX | Destra Flaherty & Crumrine Preferred and Income Fund· Destra Investment Trust | Non-compliant | 215 | 71% |
| DPICX | Destra Flaherty & Crumrine Preferred and Income Fund· Destra Investment Trust | Non-compliant | 215 | 71% |
| DPIGX | Intermediate Government Bond Series· Dupree Mutual Funds | Non-compliant | 24 | 100% |
| DPIIX | Destra Flaherty & Crumrine Preferred and Income Fund· Destra Investment Trust | Non-compliant | 215 | 71% |
| DPLGX | Jackson Square Large-Cap Growth Fund· Managed Portfolio Series | Non-compliant | 28 | 61% |
| DPLTX | BNY Mellon High Yield Fund· BNY Mellon Investment Funds III | Non-compliant | 305 | 21% |
| DPRCX | Nomura Global Listed Real Assets Fund· Delaware Pooled Trust | Non-compliant | 257 | 73% |
| DPRDX | Nomura Global Listed Real Assets Fund· Delaware Pooled Trust | Non-compliant | 257 | 73% |
| DPRE | Virtus Duff & Phelps Real Estate Income ETF· Virtus ETF Trust II | Non-compliant | 55 | 72% |
| DPREX | Nomura Global Listed Real Assets Fund· Delaware Pooled Trust | Non-compliant | 257 | 73% |
| DPRFX | Nomura Diversified Income Fund· Delaware Group Adviser Funds | Non-compliant | 757 | 60% |
| DPRIX | BNY Mellon Worldwide Growth Fund, Inc. | Non-compliant | 46 | 96% |
| DPRRX | Nomura Global Listed Real Assets Fund· Delaware Pooled Trust | Non-compliant | 257 | 72% |
| DPRSX | Nomura Global Listed Real Assets Fund· Delaware Pooled Trust | Non-compliant | 257 | 73% |
| DPST | Direxion Daily Regional Banks Bull 3X Shares· Direxion Shares ETF Trust | Non-compliant | 170 | 35% |
| DPWRX | BNY Mellon Worldwide Growth Fund, Inc. | Non-compliant | 46 | 96% |
| DPZRX | Nomura Diversified Income Fund· Delaware Group Adviser Funds | Non-compliant | 757 | 60% |
| DQEIX | BNY Mellon Global Equity Income Fund· BNY Mellon Investment Funds III | Non-compliant | 63 | 90% |
| DQIAX | BNY Mellon Equity Income Fund· BNY Mellon Investment Funds III | Non-compliant | 116 | 96% |
| DQICX | BNY Mellon Equity Income Fund· BNY Mellon Investment Funds III | Non-compliant | 116 | 96% |
| DQIRX | BNY Mellon Equity Income Fund· BNY Mellon Investment Funds III | Non-compliant | 116 | 96% |
| DQIYX | BNY Mellon Equity Income Fund· BNY Mellon Investment Funds III | Non-compliant | 116 | 96% |
| DRAFX | Destinations Real Assets Fund· Brinker Capital Destinations Trust | Non-compliant | 290 | 46% |
| DRAZX | Destinations Real Assets Fund· Brinker Capital Destinations Trust | Non-compliant | 290 | 47% |
| DRCVX | Comstock Capital Value Fund· Comstock Funds, Inc. | Non-compliant | 160 | 65% |
| DRDAX | Dearborn Partners Rising Dividend Fund· Trust for Professional Managers | Non-compliant | 50 | 98% |
| DRDCX | Dearborn Partners Rising Dividend Fund· Trust for Professional Managers | Non-compliant | 50 | 99% |
| DRDIX | Dearborn Partners Rising Dividend Fund· Trust for Professional Managers | Non-compliant | 50 | 98% |
| DRECX | Davis Real Estate Fund· DAVIS SERIES INC | Non-compliant | 41 | 80% |
| DREGX | Driehaus Emerging Markets Growth Fund· Driehaus Mutual Funds | Non-compliant | 90 | 80% |
| DREQX | BNY Mellon Research Growth Fund, Inc.· BNY MELLON RESEARCH GROWTH FUND, INC. | Non-compliant | 57 | 99% |
| DRES | GMO Domestic Resilience ETF· GMO ETF Trust | Non-compliant | 39 | 94% |
| DRESX | Driehaus Emerging Markets Small Cap Growth Fund· Driehaus Mutual Funds | Non-compliant | 85 | 58% |
| DREVX | BNY Mellon Large Cap Securities Fund, Inc. | Non-compliant | 51 | 95% |
| DREYX | Davis Real Estate Fund· DAVIS SERIES INC | Non-compliant | 41 | 80% |
| DRFAX | Davis Research Fund· DAVIS NEW YORK VENTURE FUND INC | Non-compliant | 66 | 74% |
| DRGN | Themes China Generative Artificial Intelligence ETF· Themes ETF Trust | Non-compliant | 24 | 48% |
| DRGVX | BNY Mellon Dynamic Value Fund· BNY Mellon Advantage Funds, Inc. | Non-compliant | 85 | 93% |
| DRGYX | BNY Mellon Dynamic Value Fund· BNY Mellon Advantage Funds, Inc. | Non-compliant | 85 | 93% |
| DRIOX | Driehaus International Small Cap Growth Fund· Driehaus Mutual Funds | Non-compliant | 116 | 79% |
| DRIPX | MP 63 Fund· MP63 FUND INC | Non-compliant | 69 | 92% |
| DRISX | NORTH SQUARE SMALL CAP VALUE FUND· Valued Advisers Trust | Non-compliant | 78 | 75% |
| DRIV | Global X Autonomous & Electric Vehicles ETF· GLOBAL X FUNDS | Non-compliant | 77 | 86% |
| DRLAX | BNY Mellon Developed Markets Real Estate Securities Fund· BNY Mellon Investment Funds V, Inc. | Non-compliant | 108 | 87% |
| DRLIX | BNY Mellon Developed Markets Real Estate Securities Fund· BNY Mellon Investment Funds V, Inc. | Non-compliant | 108 | 87% |
| DRLL | Strive U.S. Energy ETF· EA Series Trust | Non-compliant | 34 | 99% |
| DRLYX | BNY Mellon Developed Markets Real Estate Securities Fund· BNY Mellon Investment Funds V, Inc. | Non-compliant | 108 | 87% |
| DRMCX | Virtus Silvant Mid-Cap Growth Fund· Virtus Investment Trust | Non-compliant | 81 | 96% |
| DRN | Direxion Daily Real Estate Bull 3X Shares· Direxion Shares ETF Trust | Non-compliant | 36 | 56% |
| DRNZ | REX Drone ETF· REX ETF Trust | Non-compliant | 46 | 61% |
| DRRAX | BNY Mellon Global Real Return Fund· BNY Mellon Advantage Funds, Inc. | Non-compliant | 175 | 43% |
| DRRCX | BNY Mellon Global Real Return Fund· BNY Mellon Advantage Funds, Inc. | Non-compliant | 175 | 43% |
| DRRIX | BNY Mellon Global Real Return Fund· BNY Mellon Advantage Funds, Inc. | Non-compliant | 175 | 43% |
| DRRYX | BNY Mellon Global Real Return Fund· BNY Mellon Advantage Funds, Inc. | Non-compliant | 175 | 43% |
| DRSVX | NORTH SQUARE SMALL CAP VALUE FUND· Valued Advisers Trust | Non-compliant | 78 | 75% |
| DRTCX | BNY Mellon Sustainable U.S. Equity Fund, Inc. | Non-compliant | 50 | 95% |
| DRTHX | BNY Mellon Sustainable U.S. Equity Fund, Inc. | Non-compliant | 50 | 95% |
| DRYQX | BNY Mellon Research Growth Fund, Inc.· BNY MELLON RESEARCH GROWTH FUND, INC. | Non-compliant | 57 | 99% |
| DSBFX | Domini Impact Bond Fund· Domini Investment Trust | Non-compliant | 424 | 59% |
| DSBIX | Domini Impact Bond Fund· Domini Investment Trust | Non-compliant | 424 | 59% |
| DSBYX | Domini Impact Bond Fund· Domini Investment Trust | Non-compliant | 424 | 59% |
| DSCIX | DANA EPIPHANY SMALL CAP EQUITY FUND· Valued Advisers Trust | Non-compliant | 60 | 89% |
30,302 funds · page 38 of 304