30,249 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| GWLIX | abrdn Emerging Markets Ex-China Fund· abrdn Funds | Non-compliant | 68 | 84% |
| GWLRX | abrdn Emerging Markets Ex-China Fund· abrdn Funds | Non-compliant | 68 | 84% |
| GWSAX | The Gabelli Focused Growth and Income Fund· Gabelli Equity Series Funds Inc | Non-compliant | 35 | 82% |
| GWSBX | AMG GW&K Securitized Bond SMA Shares· AMG Funds | Non-compliant | 171 | 73% |
| GWSCX | The Gabelli Focused Growth and Income Fund· Gabelli Equity Series Funds Inc | Non-compliant | 35 | 82% |
| GWSIX | The Gabelli Focused Growth and Income Fund· Gabelli Equity Series Funds Inc | Non-compliant | 35 | 82% |
| GWSVX | The Gabelli Focused Growth and Income Fund· Gabelli Equity Series Funds Inc | Non-compliant | 35 | 82% |
| GWSZX | AMG GW&K Small Cap Growth Fund· AMG Funds IV | Non-compliant | 88 | 84% |
| GWTLX | SMID Core Equity Portfolio· GLENMEDE FUND INC | Non-compliant | 27 | 85% |
| GWURX | GuideMark World ex-US Fund· GPS Funds I | Non-compliant | 288 | 87% |
| GWX | State Street(R) SPDR(R) S&P(R) International Small Cap ETF· SPDR INDEX SHARES FUNDS | Non-compliant | 2,091 | 70% |
| GXC | State Street(R) SPDR(R) S&P(R) China ETF· SPDR INDEX SHARES FUNDS | Non-compliant | 1,316 | 85% |
| GXIG | Global X Investment Grade Corporate Bond ETF· GLOBAL X FUNDS | Non-compliant | 100 | 73% |
| GXLC | Global X U.S. 500 ETF· GLOBAL X FUNDS | Non-compliant | 501 | 99% |
| GXPC | Global X PureCap MSCI Communication Services ETF· GLOBAL X FUNDS | Non-compliant | 26 | 99% |
| GXPD | Global X PureCap MSCI Consumer Discretionary ETF· GLOBAL X FUNDS | Non-compliant | 50 | 98% |
| GXPE | Global X PureCap MSCI Energy ETF· GLOBAL X FUNDS | Non-compliant | 22 | 100% |
| GXPS | Global X PureCap MSCI Consumer Staples ETF· GLOBAL X FUNDS | Non-compliant | 32 | 99% |
| GXUS | Goldman Sachs MarketBeta Total International Equity ETF· Goldman Sachs ETF Trust II | Non-compliant | 2,467 | 89% |
| GXXAX | abrdn U.S. Sustainable Leaders Fund· abrdn Funds | Non-compliant | 40 | 96% |
| GXXCX | abrdn U.S. Sustainable Leaders Fund· abrdn Funds | Non-compliant | 40 | 96% |
| GXXIX | abrdn U.S. Sustainable Leaders Fund· abrdn Funds | Non-compliant | 40 | 96% |
| GYLD | Arrow Dow Jones Global Yield ETF· Arrow ETF Trust | Non-compliant | 144 | 52% |
| HABDX | Harbor Core Plus Fund· HARBOR FUNDS | Non-compliant | 667 | 55% |
| HACAX | Harbor Capital Appreciation Fund· HARBOR FUNDS | Non-compliant | 50 | 99% |
| HACBX | Harbor Core Bond Fund· HARBOR FUNDS | Non-compliant | 490 | 61% |
| HACSX | Harbor Ares Systematic Convertible Securities Fund· HARBOR FUNDS | Non-compliant | 152 | 74% |
| HADAX | HARTFORD BALANCED HLS FUND· HARTFORD SERIES FUND INC | Non-compliant | 460 | 92% |
| HADRX | Horizon Defined Risk Fund· Horizon Funds | Non-compliant | 517 | 86% |
| HADUX | Horizon Equity Premium Income Fund· Horizon Funds | Non-compliant | 206 | 96% |
| HAGAX | Carillon Eagle Mid Cap Growth Fund· Carillon Series Trust | Non-compliant | 97 | 90% |
| HAGCX | Carillon Eagle Mid Cap Growth Fund· Carillon Series Trust | Non-compliant | 97 | 90% |
| HAGIX | Carillon Eagle Mid Cap Growth Fund· Carillon Series Trust | Non-compliant | 97 | 90% |
| HAHAX | THE HARTFORD HIGH YIELD FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 204 | 22% |
| HAHCX | THE HARTFORD HIGH YIELD FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 204 | 22% |
| HAHFX | THE HARTFORD HIGH YIELD FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 204 | 22% |
| HAHIX | THE HARTFORD HIGH YIELD FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 204 | 22% |
| HAHRX | THE HARTFORD HIGH YIELD FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 204 | 22% |
| HAHSX | THE HARTFORD HIGH YIELD FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 204 | 22% |
| HAHTX | THE HARTFORD HIGH YIELD FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 204 | 22% |
| HAHVX | THE HARTFORD HIGH YIELD FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 269 | 20% |
| HAHYX | THE HARTFORD HIGH YIELD FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 269 | 20% |
| HAIAX | HARTFORD CORE EQUITY FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 75 | 98% |
| HAIBX | HARTFORD BALANCED HLS FUND· HARTFORD SERIES FUND INC | Non-compliant | 460 | 92% |
| HAIDX | Harbor Diversified International All Cap Fund· HARBOR FUNDS | Non-compliant | 246 | 92% |
| HAIL | State Street(R) SPDR(R) S&P Kensho Smart Mobility ETF· SPDR SERIES TRUST | Non-compliant | 91 | 82% |
| HAINX | Harbor International Fund· HARBOR FUNDS | Non-compliant | 223 | 97% |
| HAISX | Harbor International Small Cap Fund· HARBOR FUNDS | Non-compliant | 65 | 94% |
| HAITX | HARTFORD CORE EQUITY FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 75 | 98% |
| HAMVX | Harbor Mid Cap Value Fund· HARBOR FUNDS | Non-compliant | 192 | 87% |
| HAOAX | Harbor International Core Fund· HARBOR FUNDS | Non-compliant | 874 | 95% |
| HAONX | Harbor International Core Fund· HARBOR FUNDS | Non-compliant | 874 | 95% |
| HAORX | Harbor International Core Fund· HARBOR FUNDS | Non-compliant | 874 | 95% |
| HAOSX | Harbor International Core Fund· HARBOR FUNDS | Non-compliant | 874 | 95% |
| HAOYX | THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 79 | 96% |
| HAP | VanEck Natural Resources ETF· VanEck ETF Trust | Non-compliant | 138 | 97% |
| HAPI | Harbor Human Capital Factor US Large Cap ETF· Harbor ETF Trust | Non-compliant | 156 | 98% |
| HAPS | Harbor Human Capital Factor US Small Cap ETF· Harbor ETF Trust | Non-compliant | 195 | 83% |
| HAPY | Harbor Human Capital Factor Unconstrained ETF· Harbor ETF Trust | Non-compliant | 71 | 97% |
| HARD | Simplify Commodities Strategy No K-1 ETF· Simplify Exchange Traded Funds | Non-compliant | 77 | 23% |
| HASCX | Harbor Small Cap Value Fund· HARBOR FUNDS | Non-compliant | 59 | 92% |
| HASGX | Harbor Small Cap Growth Fund· HARBOR FUNDS | Non-compliant | 87 | 85% |
| HAUS | Residential REIT ETF· Tidal Trust I | Non-compliant | 23 | 88% |
| HAUZ | Xtrackers International Real Estate ETF· DBX ETF Trust | Non-compliant | 414 | 76% |
| HAVGX | Haverford Quality Growth Stock Fund· ADVISORS' INNER CIRCLE FUND | Non-compliant | 38 | 96% |
| HAVLX | Harbor Large Cap Value Fund· HARBOR FUNDS | Non-compliant | 45 | 96% |
| HBDC | Hilton BDC Corporate Bond ETF· Tidal Trust II | Non-compliant | 141 | 24% |
| HBFBX | Hennessy Balanced Fund· Hennessy Funds Trust | Non-compliant | 18 | 94% |
| HBFRX | Harbor Core Plus Fund· HARBOR FUNDS | Non-compliant | 667 | 55% |
| HBGHX | HARTFORD HEALTHCARE HLS FUND· HARTFORD SERIES FUND INC | Non-compliant | 79 | 94% |
| HBGIX | HARTFORD DISCIPLINED EQUITY HLS FUND· HARTFORD SERIES FUND INC | Non-compliant | 77 | 98% |
| HBIOX | HARTFORD INTERNATIONAL OPPORTUNITIES HLS FUND· HARTFORD SERIES FUND INC | Non-compliant | 78 | 97% |
| HBLAX | THE HARTFORD BALANCED INCOME FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 1,528 | 72% |
| HBLCX | THE HARTFORD BALANCED INCOME FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 1,570 | 73% |
| HBLFX | THE HARTFORD BALANCED INCOME FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 1,570 | 73% |
| HBLIX | THE HARTFORD BALANCED INCOME FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 1,528 | 72% |
| HBLRX | THE HARTFORD BALANCED INCOME FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 1,528 | 72% |
| HBLSX | THE HARTFORD BALANCED INCOME FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 1,528 | 72% |
| HBLTX | THE HARTFORD BALANCED INCOME FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 1,570 | 73% |
| HBLVX | THE HARTFORD BALANCED INCOME FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 1,528 | 72% |
| HBLYX | THE HARTFORD BALANCED INCOME FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 1,570 | 73% |
| HBMCX | HARTFORD MIDCAP HLS FUND· HARTFORD SERIES FUND INC | Non-compliant | 69 | 92% |
| HBSGX | HARTFORD SMALL CAP GROWTH HLS FUND· HARTFORD SERIES FUND INC | Non-compliant | 189 | 80% |
| HBTA | Horizon Expedition Plus ETF· Horizon Funds | Non-compliant | 208 | 87% |
| HCACX | THE HARTFORD CAPITAL APPRECIATION FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 145 | 97% |
| HCAFX | THE HARTFORD CAPITAL APPRECIATION FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 126 | 98% |
| HCAIX | Harbor Capital Appreciation Fund· HARBOR FUNDS | Non-compliant | 50 | 99% |
| HCASX | The U.S. Mortgage/Asset Backed Fixed Income Securities Portfolio· HC Capital Trust | Non-compliant | 1,736 | 77% |
| HCAYX | THE HARTFORD CAPITAL APPRECIATION FUND· HARTFORD MUTUAL FUNDS, INC | Non-compliant | 126 | 98% |
| HCBRX | Harbor Core Bond Fund· HARBOR FUNDS | Non-compliant | 490 | 61% |
| HCEGX | The U.S. Equity Portfolio· HC Capital Trust | Non-compliant | 616 | 98% |
| HCEMX | The Emerging Markets Portfolio· HC Capital Trust | Non-compliant | 952 | 57% |
| HCESX | The ESG Growth Portfolio· HC Capital Trust | Non-compliant | 1,256 | 96% |
| HCIEX | The International Equity Portfolio· HC Capital Trust | Non-compliant | 398 | 86% |
| HCIGX | The Institutional U.S. Equity Portfolio· HC Capital Trust | Non-compliant | 1,072 | 68% |
| HCIIX | The Core Fixed Income Portfolio· HC Capital Trust | Non-compliant | 2,465 | 72% |
| HCINX | The Institutional International Equity Portfolio· HC Capital Trust | Non-compliant | 860 | 42% |
| HCMAX | Hillman Value Fund· ALPS SERIES TRUST | Non-compliant | 38 | 89% |
| HCMNX | HCM Sector Plus Fund· NORTHERN LIGHTS FUND TRUST III | Non-compliant | 61 | 11% |
| HCMPX | HCM Sector Plus Fund· NORTHERN LIGHTS FUND TRUST III | Non-compliant | 61 | 11% |
30,249 funds · page 73 of 303