30,353 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| AREEX | Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 37 | 85% |
| AREWX | Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 37 | 85% |
| ARFFX | Ariel Focus Fund· Ariel Investment Trust | Non-compliant | 30 | 84% |
| ARGFX | Ariel Fund· Ariel Investment Trust | Non-compliant | 36 | 85% |
| ARGT | Global X MSCI Argentina ETF· GLOBAL X FUNDS | Non-compliant | 33 | 63% |
| ARGYX | Invesco Global Real Estate Fund· AIM Investment Securities Funds (Invesco Investment Securities Funds) | Non-compliant | 76 | 83% |
| ARHBX | Artisan International Explorer Fund· Artisan Partners Funds Inc. | Non-compliant | 46 | 70% |
| ARIBX | Aristotle Small Cap Equity Fund· Aristotle Fund Series Trust | Non-compliant | 99 | 71% |
| ARIDX | AMG River Road Dividend All Cap Value Fund· AMG Funds IV | Non-compliant | 64 | 92% |
| ARIFX | Aristotle International Equity Fund· Aristotle Fund Series Trust | Non-compliant | 41 | 85% |
| ARIGX | Aristotle Growth Equity Fund· Aristotle Fund Series Trust | Non-compliant | 46 | 97% |
| ARIHX | Aristotle Small/Mid Cap Equity Fund· Aristotle Fund Series Trust | Non-compliant | 105 | 74% |
| ARIIX | AB Global Real Estate Investment Fund II· AB INSTITUTIONAL FUNDS INC | Non-compliant | 132 | 83% |
| ARILX | Aristotle Core Equity Fund· Aristotle Fund Series Trust | Non-compliant | 56 | 96% |
| ARIMX | AMG River Road Small-Mid Cap Value Fund· AMG Funds IV | Non-compliant | 78 | 89% |
| ARINX | Archer Income Fund· ARCHER INVESTMENT SERIES TRUST | Non-compliant | 144 | 51% |
| ARIOX | Aristotle Saul/Global Equity Fund· Aristotle Fund Series Trust | Non-compliant | 49 | 88% |
| ARIQX | Aristotle Value Equity Fund· Aristotle Fund Series Trust | Non-compliant | 47 | 87% |
| ARKF | ARK Blockchain & Fintech Innovation ETF· ARK ETF Trust | Non-compliant | 41 | 89% |
| ARKG | ARK Genomic Revolution ETF· ARK ETF Trust | Non-compliant | 33 | 89% |
| ARKK | ARK Innovation ETF· ARK ETF Trust | Non-compliant | 47 | 87% |
| ARKQ | ARK Autonomous Technology & Robotics ETF· ARK ETF Trust | Non-compliant | 41 | 85% |
| ARKW | ARK Next Generation Internet ETF· ARK ETF Trust | Non-compliant | 44 | 85% |
| ARKX | ARK Space & Defense Innovation ETF· ARK ETF Trust | Non-compliant | 36 | 81% |
| ARMGX | Western Asset Ultra-Short Income Fund· Legg Mason Partners Income Trust | Non-compliant | 547 | 44% |
| ARMIX | ARGA Emerging Markets Value Fund· ADVISORS' INNER CIRCLE III | Non-compliant | 88 | 89% |
| ARMLX | Western Asset Ultra-Short Income Fund· Legg Mason Partners Income Trust | Non-compliant | 547 | 44% |
| ARMVX | ARGA Emerging Markets Value Fund· ADVISORS' INNER CIRCLE III | Non-compliant | 88 | 89% |
| ARMW | Roundhill ARM WeeklyPay ETF· Roundhill ETF Trust | Non-compliant | 4 | 78% |
| ARMY | Tema International Defense ETF· Tema ETF Trust | Non-compliant | 34 | 89% |
| ARMZX | Western Asset Ultra-Short Income Fund· Legg Mason Partners Income Trust | Non-compliant | 547 | 44% |
| ARRBX | Aristotle Small Cap Equity Fund· Aristotle Fund Series Trust | Non-compliant | 99 | 71% |
| ARREX | Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 37 | 85% |
| ARRFX | AMG River Road Focused Absolute Value Fund· AMG Funds IV | Non-compliant | 31 | 92% |
| ARRQX | Aristotle Value Equity Fund· Aristotle Fund Series Trust | Non-compliant | 47 | 87% |
| ARRZX | AMG River Road Focused Absolute Value Fund· AMG Funds IV | Non-compliant | 31 | 92% |
| ARSIX | AMG River Road Small Cap Value Fund· AMG Funds IV | Non-compliant | 66 | 88% |
| ARSKX | Archer Stock Fund· ARCHER INVESTMENT SERIES TRUST | Non-compliant | 43 | 97% |
| ARSMX | AMG River Road Small-Mid Cap Value Fund· AMG Funds IV | Non-compliant | 78 | 89% |
| ARSTX | Nuveen Small Cap Select Fund· Nuveen Investment Funds, Inc. | Non-compliant | 90 | 81% |
| ARSVX | AMG River Road Small Cap Value Fund· AMG Funds IV | Non-compliant | 66 | 88% |
| ARSZX | AMG River Road Small-Mid Cap Value Fund· AMG Funds IV | Non-compliant | 78 | 89% |
| ARTBX | Artisan International Explorer Fund· Artisan Partners Funds Inc. | Non-compliant | 46 | 70% |
| ARTFX | Artisan High Income Fund· Artisan Partners Funds Inc. | Non-compliant | 284 | 15% |
| ARTGX | Artisan Global Value Fund· Artisan Partners Funds Inc. | Non-compliant | 46 | 93% |
| ARTHX | Artisan Global Equity Fund· Artisan Partners Funds Inc. | Non-compliant | 78 | 90% |
| ARTIX | Artisan International Fund· Artisan Partners Funds Inc. | Non-compliant | 88 | 96% |
| ARTJX | Artisan International Small-Mid Fund· Artisan Partners Funds Inc. | Non-compliant | 121 | 84% |
| ARTKX | Artisan International Value Fund· Artisan Partners Funds Inc. | Non-compliant | 66 | 82% |
| ARTLX | Artisan Value Fund· Artisan Partners Funds Inc. | Non-compliant | 48 | 95% |
| ARTMX | Artisan Mid Cap Fund· Artisan Partners Funds Inc. | Non-compliant | 64 | 90% |
| ARTNX | Artisan Select Equity Fund· Artisan Partners Funds Inc. | Non-compliant | 25 | 80% |
| ARTQX | Artisan Mid Cap Value Fund· Artisan Partners Funds Inc. | Non-compliant | 52 | 84% |
| ARTRX | Artisan Global Opportunities Fund· Artisan Partners Funds Inc. | Non-compliant | 58 | 94% |
| ARTSX | Artisan Small Cap Fund· Artisan Partners Funds Inc. | Non-compliant | 59 | 88% |
| ARTTX | Artisan Focus Fund· Artisan Partners Funds Inc. | Non-compliant | 56 | 90% |
| ARTY | iShares Future AI & Tech ETF· iShares Trust | Non-compliant | 64 | 82% |
| ARTYX | Artisan Developing World Fund· Artisan Partners Funds Inc. | Non-compliant | 45 | 97% |
| ARTZX | Artisan Sustainable Emerging Markets Fund· Artisan Partners Funds Inc. | Non-compliant | 85 | 87% |
| ARUIX | ARGA Value Fund· ADVISORS' INNER CIRCLE III | Non-compliant | 48 | 98% |
| ARUVX | ARGA Value Fund· ADVISORS' INNER CIRCLE III | Non-compliant | 48 | 98% |
| ARVIX | ARGA International Value Fund· ADVISORS' INNER CIRCLE III | Non-compliant | 78 | 86% |
| ARVR | First Trust Indxx Metaverse ETF· First Trust Exchange-Traded Fund II | Non-compliant | 43 | 95% |
| ARVVX | ARGA International Value Fund· ADVISORS' INNER CIRCLE III | Non-compliant | 78 | 86% |
| ARYCX | Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 37 | 85% |
| ARYDX | Global Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 56 | 86% |
| ARYEX | Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 37 | 85% |
| ARYGX | Global Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 56 | 86% |
| ARYMX | Global Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 56 | 86% |
| ARYNX | Global Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 56 | 86% |
| ARYTX | Global Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 56 | 86% |
| ARYVX | Global Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 56 | 86% |
| ARYWX | Global Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 56 | 86% |
| ARYYX | Global Real Estate Fund· American Century Capital Portfolios, Inc. | Non-compliant | 56 | 86% |
| ARZDX | AMG River Road Dividend All Cap Value Fund· AMG Funds IV | Non-compliant | 64 | 92% |
| ARZMX | AMG River Road Small Cap Value Fund· AMG Funds IV | Non-compliant | 66 | 88% |
| ASA | ASA Gold and Precious Metals LTD Fund· ASA GOLD & PRECIOUS METALS LTD | Non-compliant | 125 | 45% |
| ASADX | Short Duration Strategic Income Fund· American Century Investment Trust | Non-compliant | 412 | 39% |
| ASAMX | Strategic Allocation: Moderate Fund· American Century Strategic Asset Allocations Inc | Non-compliant | 1,252 | 36% |
| ASAUX | Strategic Allocation: Aggressive Fund· American Century Strategic Asset Allocations Inc | Non-compliant | 1,186 | 31% |
| ASBAX | Short-Term Bond Fund of America | Non-compliant | 1,460 | 48% |
| ASBCX | Short-Term Bond Fund of America | Non-compliant | 1,460 | 48% |
| ASBFX | Short-Term Bond Fund of America | Non-compliant | 1,460 | 48% |
| ASCDX | Short Duration Strategic Income Fund· American Century Investment Trust | Non-compliant | 412 | 39% |
| ASCE | Allspring SMID Core ETF· ALLSPRING EXCHANGE-TRADED FUNDS TRUST | Non-compliant | 56 | 90% |
| ASCFX | Virtus Small-Cap Fund· Virtus Investment Trust | Non-compliant | 252 | 86% |
| ASCGX | LISANTI SMALL CAP GROWTH FUND· FORUM FUNDS | Non-compliant | 89 | 81% |
| ASCLX | AB Select US Long/Short Portfolio· AB CAP FUND, INC. | Non-compliant | 94 | 54% |
| ASCQX | Small Company Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 309 | 86% |
| ASCRX | Small Company Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 309 | 86% |
| ASCYX | ALGER SMALL CAP GROWTH FUND· ALGER FUNDS | Non-compliant | 113 | 78% |
| ASCZX | ALGER SMALL CAP GROWTH FUND· ALGER FUNDS | Non-compliant | 113 | 78% |
| ASD | Defiance Autism Impact ETF· ETF Series Solutions | Non-compliant | 39 | 79% |
| ASDAX | AAM HIMCO Short Duration Income Fund· INVESTMENT MANAGERS SERIES TRUST | Non-compliant | 308 | 41% |
| ASDCX | AAM HIMCO Short Duration Income Fund· INVESTMENT MANAGERS SERIES TRUST | Non-compliant | 308 | 41% |
| ASDDX | Short Duration Fund· American Century Investment Trust | Non-compliant | 287 | 56% |
| ASDHX | Short Duration Strategic Income Fund· American Century Investment Trust | Non-compliant | 412 | 39% |
| ASDIX | AAM HIMCO Short Duration Income Fund· INVESTMENT MANAGERS SERIES TRUST | Non-compliant | 308 | 41% |
| ASDJX | Short Duration Strategic Income Fund· American Century Investment Trust | Non-compliant | 412 | 39% |
| ASDOX | Short Duration Fund· American Century Investment Trust | Non-compliant | 287 | 56% |
30,353 funds · page 13 of 304