30,354 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| PTMAX | PGIM Quant Solutions Large-Cap Core Fund· Prudential Investment Portfolios 9 | Non-compliant | 182 | 97% |
| PTMC | Pacer Trendpilot US Mid Cap ETF· Pacer Funds Trust | Non-compliant | 402 | 75% |
| PTMCX | PGIM Quant Solutions Large-Cap Core Fund· Prudential Investment Portfolios 9 | Non-compliant | 182 | 97% |
| PTMQX | PGIM Quant Solutions Large-Cap Core Fund· Prudential Investment Portfolios 9 | Non-compliant | 182 | 97% |
| PTNQ | Pacer Trendpilot 100 ETF· Pacer Funds Trust | Non-compliant | 105 | 94% |
| PTPPX | International Equity Fund· Principal Funds, Inc | Non-compliant | 49 | 97% |
| PTRAX | PIMCO Total Return Fund· PIMCO FUNDS | Non-compliant | 7,122 | 53% |
| PTRB | PGIM Total Return Bond ETF· PGIM ETF Trust | Non-compliant | 1,288 | 55% |
| PTRMX | Performance Trust Municipal Bond Fund· Trust for Professional Managers | Non-compliant | 236 | 5% |
| PTRQX | PGIM Total Return Bond Fund· Prudential Investment Portfolios, Inc. 17 | Non-compliant | 2,962 | 48% |
| PTRRX | PIMCO Total Return Fund· PIMCO FUNDS | Non-compliant | 7,122 | 53% |
| PTSGX | Touchstone Funds Group Trust-Touchstone Sands Capital Select Growth Fund· Touchstone Funds Group Trust | Non-compliant | 32 | 93% |
| PTSHX | PIMCO Short-Term Fund· PIMCO FUNDS | Non-compliant | 1,322 | 49% |
| PTSNX | PIMCO Short-Term Fund· PIMCO FUNDS | Non-compliant | 1,322 | 49% |
| PTSPX | PIMCO Short-Term Fund· PIMCO FUNDS | Non-compliant | 1,322 | 49% |
| PTSRX | PIMCO Short-Term Fund· PIMCO FUNDS | Non-compliant | 1,322 | 49% |
| PTTAX | PIMCO Total Return Fund· PIMCO FUNDS | Non-compliant | 7,122 | 53% |
| PTTCX | PIMCO Total Return Fund· PIMCO FUNDS | Non-compliant | 7,122 | 53% |
| PTTDX | PIMCO Total Return Fund· PIMCO FUNDS | Non-compliant | 7,122 | 53% |
| PTTFX | T. Rowe Price Total Return Fund· T. ROWE PRICE TOTAL RETURN FUND, INC. | Non-compliant | 1,544 | 50% |
| PTTNX | PIMCO Total Return Fund· PIMCO FUNDS | Non-compliant | 7,122 | 53% |
| PTTPX | PIMCO Total Return Fund· PIMCO FUNDS | Non-compliant | 7,122 | 53% |
| PTTRX | PIMCO Total Return Fund· PIMCO FUNDS | Non-compliant | 7,122 | 53% |
| PTUCX | PIMCO Total Return Fund IV· PIMCO FUNDS | Non-compliant | 847 | 65% |
| PTUIX | PIMCO Total Return Fund IV· PIMCO FUNDS | Non-compliant | 847 | 65% |
| PTUPX | PIMCO Total Return Fund IV· PIMCO FUNDS | Non-compliant | 847 | 65% |
| PTUZX | PIMCO Total Return Fund IV· PIMCO FUNDS | Non-compliant | 847 | 65% |
| PUCAX | PGIM Strategic Bond Fund· Prudential Investment Portfolios 3 | Non-compliant | 961 | 52% |
| PUCCX | PGIM Strategic Bond Fund· Prudential Investment Portfolios 3 | Non-compliant | 961 | 52% |
| PUCQX | PGIM Strategic Bond Fund· Prudential Investment Portfolios 3 | Non-compliant | 961 | 52% |
| PUCZX | PGIM Strategic Bond Fund· Prudential Investment Portfolios 3 | Non-compliant | 961 | 52% |
| PUFCX | PGIM Jennison Financial Services Fund· Prudential Sector Funds, Inc. | Non-compliant | 34 | 77% |
| PUGCX | Putnam Focused International Equity Fund | Non-compliant | 45 | 96% |
| PUI | Invesco Dorsey Wright Utilities Momentum ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 37 | 91% |
| PUICX | Putnam Income Fund | Non-compliant | 1,262 | 52% |
| PULS | PGIM Ultra Short Bond ETF· PGIM ETF Trust | Non-compliant | 730 | 33% |
| PUMTX | PACE Small/Medium Co Growth Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 316 | 84% |
| PUNCBAD | PIMCO Dynamic Bond Portfolio· PIMCO VARIABLE INSURANCE TRUST | Non-compliant | 749 | 55% |
| PUNCBAM | PIMCO Dynamic Bond Portfolio· PIMCO VARIABLE INSURANCE TRUST | Non-compliant | 749 | 55% |
| PUNCBDA | PIMCO Dynamic Bond Portfolio· PIMCO VARIABLE INSURANCE TRUST | Non-compliant | 749 | 55% |
| PURAX | PGIM Global Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 82 | 84% |
| PURCX | PGIM Global Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 82 | 84% |
| PUREX | PGIM Global Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 82 | 84% |
| PURGX | PGIM Global Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 82 | 84% |
| PURRX | PGIM Global Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 82 | 84% |
| PURYX | Putnam U.S. Research Fund· Putnam Investment Funds | Non-compliant | 198 | 97% |
| PURZX | PGIM Global Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 82 | 84% |
| PUSYX | Putnam Mortgage Securities Fund | Non-compliant | 478 | 79% |
| PUTD | Cboe Validus S&P 500 Dynamic PutWrite Index ETF· Tidal Trust II | Non-compliant | 9 | 99% |
| PUTIX | PIMCO LOW DURATION OPPORTUNITIES FUND· PIMCO FUNDS | Non-compliant | 734 | 49% |
| PUTPX | PIMCO LOW DURATION OPPORTUNITIES FUND· PIMCO FUNDS | Non-compliant | 734 | 49% |
| PUVCX | Putnam International Small Cap Fund· Putnam Investment Funds | Non-compliant | 266 | 81% |
| PVCIX | Palm Valley Capital Fund· Series Portfolios Trust | Non-compliant | 28 | 88% |
| PVCMX | Palm Valley Capital Fund· Series Portfolios Trust | Non-compliant | 28 | 88% |
| PVEJX | MidCap Value Fund I· Principal Funds, Inc | Non-compliant | 736 | 90% |
| PVEMBPA | PIMCO Emerging Markets Bond Portfolio· PIMCO VARIABLE INSURANCE TRUST | Non-compliant | 1,054 | 9% |
| PVEMBPM | PIMCO Emerging Markets Bond Portfolio· PIMCO VARIABLE INSURANCE TRUST | Non-compliant | 1,054 | 9% |
| PVETX | PACE Small/Medium Co Value Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 189 | 75% |
| PVEX | TrueShares ConVequity ETF· Elevation Series Trust | Non-compliant | 105 | 48% |
| PVEYX | PACE Small/Medium Co Value Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 189 | 75% |
| PVFAX | Paradigm Value Fund· PARADIGM FUNDS | Non-compliant | 40 | 92% |
| PVFIX | Pinnacle Value Fund· BERTOLET CAPITAL TRUST | Non-compliant | 38 | 42% |
| PVFYX | Victory Pioneer Core Equity Fund· Victory Portfolios IV | Non-compliant | 70 | 97% |
| PVIVX | Paradigm Micro-Cap Fund· PARADIGM FUNDS | Non-compliant | 42 | 88% |
| PVMIX | MidCap Value Fund I· Principal Funds, Inc | Non-compliant | 736 | 90% |
| PVNBX | Putnam International Small Cap Fund· Putnam Investment Funds | Non-compliant | 266 | 81% |
| PVUCBPA | PIMCO Dynamic Bond Portfolio· PIMCO VARIABLE INSURANCE TRUST | Non-compliant | 749 | 55% |
| PWCIX | Principal Capital Appreciation Fund· Principal Funds, Inc | Non-compliant | 100 | 96% |
| PWDAX | DF Tactical Dividend Fund· Northern Lights Fund Trust | Non-compliant | 51 | 94% |
| PWDCX | DF Tactical Dividend Fund· Northern Lights Fund Trust | Non-compliant | 51 | 94% |
| PWDIX | DF Tactical Dividend Fund· Northern Lights Fund Trust | Non-compliant | 51 | 94% |
| PWEAX | PACE International Emerging Markets Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 183 | 87% |
| PWER | Nomura Energy Transition ETF· Nomura ETF Trust | Non-compliant | 34 | 97% |
| PWETX | PACE International Emerging Markets Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 183 | 87% |
| PWEYX | PACE International Emerging Markets Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 183 | 87% |
| PWFAX | PACE Global Fixed Income Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 465 | 38% |
| PWFYX | PACE Global Fixed Income Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 465 | 38% |
| PWGIX | Impax US Sustainable Economy Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 132 | 98% |
| PWJAX | PGIM Jennison International Opportunities Fund· Prudential World Fund, Inc. | Non-compliant | 41 | 87% |
| PWJBX | PGIM Jennison International Opportunities Fund· Prudential World Fund, Inc. | Non-compliant | 41 | 87% |
| PWJCX | PGIM Jennison International Opportunities Fund· Prudential World Fund, Inc. | Non-compliant | 41 | 87% |
| PWJDX | PGIM Jennison International Opportunities Fund· Prudential World Fund, Inc. | Non-compliant | 40 | 90% |
| PWJQX | PGIM Jennison International Opportunities Fund· Prudential World Fund, Inc. | Non-compliant | 41 | 87% |
| PWJRX | PGIM Jennison International Opportunities Fund· Prudential World Fund, Inc. | Non-compliant | 41 | 87% |
| PWJZX | PGIM Jennison International Opportunities Fund· Prudential World Fund, Inc. | Non-compliant | 41 | 87% |
| PWRL | Powerlaw Corp. | Non-compliant | 39 | 6% |
| PWRZ | TrueShares Eagle Global Renewable Energy Income ETF· Elevation Series Trust | Non-compliant | 24 | 87% |
| PWS | Pacer WealthShield ETF· Pacer Funds Trust | Non-compliant | 339 | 79% |
| PWTAX | UBS U.S. Allocation Fund· UBS INVESTMENT TRUST | Non-compliant | 923 | 79% |
| PWTYX | UBS U.S. Allocation Fund· UBS INVESTMENT TRUST | Non-compliant | 923 | 79% |
| PWV | Invesco Large Cap Value ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 51 | 100% |
| PXBIX | Impax Core Bond Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 398 | 69% |
| PXDIX | Impax Global Sustainable Infrastructure Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 47 | 100% |
| PXE | Invesco Energy Exploration & Production ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 33 | 90% |
| PXEAX | Impax Global Environmental Markets Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 47 | 99% |
| PXF | Invesco RAFI Developed Markets ex-U.S. ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 1,023 | 86% |
| PXGAX | Impax US Sustainable Economy Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 132 | 98% |
| PXGOX | Impax Global Opportunities Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 47 | 98% |
| PXH | Invesco RAFI Emerging Markets ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 381 | 86% |
| PXHAX | Impax High Yield Bond Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 243 | 31% |
30,354 funds · page 136 of 304