30,302 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| ACLC | American Century Large Cap Equity ETF· American Century ETF Trust | Non-compliant | 98 | 96% |
| ACLCX | Value Fund· American Century Capital Portfolios, Inc. | Non-compliant | 108 | 91% |
| ACMAX | Absolute Capital Defender Fund· NORTHERN LIGHTS FUND TRUST III | Non-compliant | 25 | 16% |
| ACMDX | Absolute Capital Defender Fund· NORTHERN LIGHTS FUND TRUST III | Non-compliant | 25 | 16% |
| ACMIX | Absolute Capital Defender Fund· NORTHERN LIGHTS FUND TRUST III | Non-compliant | 25 | 16% |
| ACMTX | AB All Market Real Return Portfolio· AB BOND FUND, INC. | Non-compliant | 537 | 76% |
| ACMVX | Mid Cap Value Fund· American Century Capital Portfolios, Inc. | Non-compliant | 134 | 87% |
| ACOAX | Strategic Allocation: Moderate Fund· American Century Strategic Asset Allocations Inc | Non-compliant | 1,252 | 36% |
| ACOM | Harbor Active Commodity ETF· Harbor ETF Trust | Non-compliant | 33 | 92% |
| ACP | abrdn Income Credit Strategies Fund | Non-compliant | 193 | 15% |
| ACP-PA | abrdn Income Credit Strategies Fund | Non-compliant | 193 | 15% |
| ACPCX | Allspring Special International Small Cap Fund· ALLSPRING FUNDS TRUST | Non-compliant | 81 | 86% |
| ACPSX | Invesco Core Plus Bond Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 2,297 | 31% |
| ACREX | ACR Equity International Fund· INVESTMENT MANAGERS SERIES TRUST II | Non-compliant | 21 | 92% |
| ACRNX | Columbia Acorn Fund· COLUMBIA ACORN TRUST | Non-compliant | 95 | 84% |
| ACROX | ACR Opportunity Fund· INVESTMENT MANAGERS SERIES TRUST II | Non-compliant | 41 | 82% |
| ACRSX | Columbia Acorn Fund· COLUMBIA ACORN TRUST | Non-compliant | 95 | 84% |
| ACSCX | Small Cap Value Fund· American Century Capital Portfolios, Inc. | Non-compliant | 119 | 79% |
| ACSDX | Invesco Comstock Fund· AIM Sector Funds (Invesco Sector Funds) | Non-compliant | 94 | 92% |
| ACSG | American Century Small Cap Growth Insights ETF· American Century ETF Trust | Non-compliant | 262 | 84% |
| ACSHX | Invesco Comstock Fund· AIM Sector Funds (Invesco Sector Funds) | Non-compliant | 94 | 92% |
| ACSI | American Customer Satisfaction ETF· Tidal Trust I | Non-compliant | 34 | 97% |
| ACSIX | Arena Strategic Income Fund· INVESTMENT MANAGERS SERIES TRUST II | Non-compliant | 134 | 26% |
| ACSKX | Short Duration Fund· American Century Investment Trust | Non-compliant | 287 | 56% |
| ACSMX | Advisors Capital Small/Mid Cap Fund· NEIMAN FUNDS | Non-compliant | 35 | 95% |
| ACSNX | Short Duration Fund· American Century Investment Trust | Non-compliant | 287 | 56% |
| ACSPX | Short Duration Fund· American Century Investment Trust | Non-compliant | 287 | 56% |
| ACSQX | Short Duration Fund· American Century Investment Trust | Non-compliant | 287 | 56% |
| ACSRX | Invesco Comstock Fund· AIM Sector Funds (Invesco Sector Funds) | Non-compliant | 94 | 92% |
| ACSTX | Invesco Comstock Fund· AIM Sector Funds (Invesco Sector Funds) | Non-compliant | 94 | 92% |
| ACSUX | Short Duration Fund· American Century Investment Trust | Non-compliant | 287 | 56% |
| ACSV | American Century Small Cap Value Insights ETF· American Century ETF Trust | Non-compliant | 201 | 87% |
| ACSYX | Invesco Comstock Fund· AIM Sector Funds (Invesco Sector Funds) | Non-compliant | 94 | 92% |
| ACTS | FIS Tactical Equity ETF· FIS Trust | Non-compliant | 35 | 90% |
| ACTVX | Zero Coupon 2025 Fund· American Century Target Maturities Trust | Non-compliant | 15 | 54% |
| ACUIX | Columbia Dividend Opportunity Fund· Columbia Funds Series Trust II | Non-compliant | 90 | 93% |
| ACUSX | Advisors Capital Total Return - Equity Fund· NEIMAN FUNDS | Non-compliant | 53 | 99% |
| ACV | Virtus Diversified Income & Convertible Fund | Non-compliant | 281 | 74% |
| ACVAX | Strategic Allocation: Aggressive Fund· American Century Strategic Asset Allocations Inc | Non-compliant | 1,186 | 31% |
| ACVDX | International Value Fund· American Century World Mutual Funds, Inc. | Non-compliant | 158 | 96% |
| ACVF | American Conservative Values ETF· ETF Opportunities Trust | Non-compliant | 391 | 97% |
| ACVIX | Small Cap Value Fund· American Century Capital Portfolios, Inc. | Non-compliant | 119 | 79% |
| ACVRX | International Value Fund· American Century World Mutual Funds, Inc. | Non-compliant | 158 | 96% |
| ACVT | Advent Convertible Bond ETF· RBB Fund Trust | Non-compliant | 56 | 74% |
| ACVU | Hartford Alpha Capture Value ETF· Hartford Funds Exchange-Traded Trust | Non-compliant | 108 | 98% |
| ACVUX | International Value Fund· American Century World Mutual Funds, Inc. | Non-compliant | 158 | 96% |
| ACWDX | AMG GW&K Small/Mid Cap Growth Fund· AMG Funds IV | Non-compliant | 88 | 90% |
| ACWEX | World Energy Fund· Cavanal Hill Funds | Non-compliant | 56 | 89% |
| ACWI | iShares MSCI ACWI ETF· iShares Trust | Non-compliant | 2,273 | 94% |
| ACWIX | AMG GW&K Small/Mid Cap Growth Fund· AMG Funds IV | Non-compliant | 88 | 90% |
| ACWV | iShares MSCI Global Min Vol Factor ETF· iShares, Inc. | Non-compliant | 418 | 92% |
| ACWX | iShares MSCI ACWI ex U.S. ETF· iShares Trust | Non-compliant | 1,907 | 87% |
| ACWZX | AMG GW&K Small/Mid Cap Growth Fund· AMG Funds IV | Non-compliant | 88 | 90% |
| ACYIX | High-Yield Fund· American Century Investment Trust | Non-compliant | 310 | 28% |
| ACYN | FT Vest Laddered Autocallable Barrier & Income ETF· First Trust Exchange-Traded Fund | Non-compliant | 7 | 69% |
| ACYQ | FT Vest Autocallable Barrier & High Income ETF· First Trust Exchange-Traded Fund | Non-compliant | 7 | 92% |
| ACYS | FT Vest Laddered Autocallable Barrier & Resilient Income ETF· First Trust Exchange-Traded Fund | Non-compliant | 7 | 76% |
| ADAVX | abrdn Dynamic Dividend Fund· abrdn Funds | Non-compliant | 87 | 96% |
| ADCCX | Disciplined Growth Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 155 | 99% |
| ADCIX | Disciplined Growth Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 155 | 99% |
| ADCVX | Disciplined Growth Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 155 | 99% |
| ADCYX | Disciplined Growth Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 155 | 99% |
| ADDVX | Diversified Bond Fund· American Century Investment Trust | Non-compliant | 486 | 62% |
| ADECX | Columbia Intrinsic Value Fund· Columbia Funds Series Trust II | Non-compliant | 58 | 97% |
| ADFAX | Diversified Bond Fund· American Century Investment Trust | Non-compliant | 486 | 62% |
| ADFI | Anfield Dynamic Fixed Income ETF· Two Roads Shared Trust | Non-compliant | 35 | 11% |
| ADFIX | Diversified Bond Fund· American Century Investment Trust | Non-compliant | 486 | 62% |
| ADGAX | AB CORE OPPORTUNITIES FUND, INC. | Non-compliant | 53 | 98% |
| ADGCX | AB CORE OPPORTUNITIES FUND, INC. | Non-compliant | 53 | 98% |
| ADGGX | Disciplined Growth Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 155 | 99% |
| ADGIX | AB CORE OPPORTUNITIES FUND, INC. | Non-compliant | 53 | 98% |
| ADGYX | AB CORE OPPORTUNITIES FUND, INC. | Non-compliant | 53 | 98% |
| ADGZX | AB CORE OPPORTUNITIES FUND, INC. | Non-compliant | 53 | 98% |
| ADIV | Guinness Atkinson Asia Pacific Dividend Builder ETF· GUINNESS ATKINSON FUNDS | Non-compliant | 36 | 12% |
| ADJEX | Azzad Ethical Fund· AZZAD ETHICAL FUND | Non-compliant | 79 | 67% |
| ADKSX | The Adirondack Small Cap Fund· Adirondack Funds | Non-compliant | 54 | 76% |
| ADLAX | American Beacon DoubleLine Floating Rate Fund· AMERICAN BEACON FUNDS | Non-compliant | 375 | 5% |
| ADLCX | American Beacon DoubleLine Floating Rate Fund· AMERICAN BEACON FUNDS | Non-compliant | 375 | 5% |
| ADLIX | American Beacon DoubleLine Floating Rate Fund· AMERICAN BEACON FUNDS | Non-compliant | 375 | 5% |
| ADLPX | American Beacon DoubleLine Floating Rate Fund· AMERICAN BEACON FUNDS | Non-compliant | 375 | 5% |
| ADLVX | ADLER VALUE FUND· Ultimus Managers Trust | Non-compliant | 45 | 84% |
| ADLYX | American Beacon DoubleLine Floating Rate Fund· AMERICAN BEACON FUNDS | Non-compliant | 375 | 6% |
| ADME | Aptus Drawdown Managed Equity ETF· ETF Series Solutions | Non-compliant | 168 | 95% |
| ADNAX | American Beacon ARK Transformational Innovation Fund· AMERICAN BEACON FUNDS | Non-compliant | 47 | 84% |
| ADNCX | American Beacon ARK Transformational Innovation Fund· AMERICAN BEACON FUNDS | Non-compliant | 47 | 84% |
| ADNIX | American Beacon ARK Transformational Innovation Fund· AMERICAN BEACON FUNDS | Non-compliant | 47 | 84% |
| ADNPX | American Beacon ARK Transformational Innovation Fund· AMERICAN BEACON FUNDS | Non-compliant | 47 | 84% |
| ADNRX | American Beacon ARK Transformational Innovation Fund· AMERICAN BEACON FUNDS | Non-compliant | 47 | 84% |
| ADNYX | American Beacon ARK Transformational Innovation Fund· AMERICAN BEACON FUNDS | Non-compliant | 47 | 84% |
| ADPV | Adaptiv Select ETF· Series Portfolios Trust | Non-compliant | 27 | 79% |
| ADRRX | Disciplined Growth Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 155 | 99% |
| ADRVX | Diversified Bond Fund· American Century Investment Trust | Non-compliant | 486 | 62% |
| ADSIX | Disciplined Growth Fund· American Century Quantitative Equity Funds, Inc. | Non-compliant | 155 | 99% |
| ADVAX | NORTH SQUARE STRATEGIC INCOME FUND· Exchange Place Advisors Trust | Non-compliant | 232 | 76% |
| ADVDX | abrdn Dynamic Dividend Fund· abrdn Funds | Non-compliant | 87 | 96% |
| ADVE | Matthews Asia Dividend Active ETF· Matthews International Funds | Non-compliant | 64 | 87% |
| ADVGX | NORTH SQUARE SELECT SMALL CAP FUND· Exchange Place Advisors Trust | Non-compliant | 32 | 89% |
| ADVIX | Vaughan Nelson International Fund· INVESTMENT MANAGERS SERIES TRUST | Non-compliant | 32 | 76% |
| ADVJX | Vaughan Nelson International Fund· INVESTMENT MANAGERS SERIES TRUST | Non-compliant | 32 | 76% |
| ADVKX | Vaughan Nelson Emerging Markets Fund· INVESTMENT MANAGERS SERIES TRUST | Non-compliant | 29 | 87% |
30,302 funds · page 6 of 304