30,325 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| KGRN | KraneShares MSCI China Clean Technology Index ETF· Krane Shares Trust | Non-compliant | 50 | 86% |
| KGROX | Kennedy Capital Small Cap Growth Fund· INVESTMENT MANAGERS SERIES TRUST II | Non-compliant | 81 | 76% |
| KHYAX | DWS High Income Fund· DEUTSCHE DWS INCOME TRUST | Non-compliant | 276 | 25% |
| KHYB | KraneShares Asia Pacific High Income USD Bond ETF· Krane Shares Trust | Non-compliant | 69 | 36% |
| KHYCX | DWS High Income Fund· DEUTSCHE DWS INCOME TRUST | Non-compliant | 276 | 25% |
| KHYIX | DWS High Income Fund· DEUTSCHE DWS INCOME TRUST | Non-compliant | 276 | 25% |
| KHYQX | DWS High Income Fund· DEUTSCHE DWS INCOME TRUST | Non-compliant | 276 | 25% |
| KHYSX | DWS High Income Fund· DEUTSCHE DWS INCOME TRUST | Non-compliant | 276 | 25% |
| KIE | State Street(R) SPDR(R) S&P(R) Insurance ETF· SPDR SERIES TRUST | Non-compliant | 57 | 93% |
| KIFAX | WESTWOOD REAL ESTATE INCOME FUND· Ultimus Managers Trust | Non-compliant | 42 | 72% |
| KIFCX | WESTWOOD REAL ESTATE INCOME FUND· Ultimus Managers Trust | Non-compliant | 42 | 72% |
| KIFYX | WESTWOOD REAL ESTATE INCOME FUND· Ultimus Managers Trust | Non-compliant | 46 | 64% |
| KIO | KKR Income Opportunities Fund | Non-compliant | 293 | 6% |
| KLCAX | Federated Hermes Kaufmann Large Cap Fund· Federated Hermes Equity Funds | Non-compliant | 49 | 96% |
| KLCCX | Federated Hermes Kaufmann Large Cap Fund· Federated Hermes Equity Funds | Non-compliant | 49 | 96% |
| KLCIX | Federated Hermes Kaufmann Large Cap Fund· Federated Hermes Equity Funds | Non-compliant | 49 | 96% |
| KLCKX | Federated Hermes Kaufmann Large Cap Fund· Federated Hermes Equity Funds | Non-compliant | 49 | 96% |
| KLCSX | Federated Hermes Kaufmann Large Cap Fund· Federated Hermes Equity Funds | Non-compliant | 49 | 96% |
| KLGAX | NYLIM WMC Growth Fund· NYLIM FUNDS TRUST | Non-compliant | 57 | 99% |
| KLGCX | NYLIM WMC Growth Fund· NYLIM FUNDS TRUST | Non-compliant | 57 | 99% |
| KLGDX | NYLIM WMC Growth Fund· NYLIM FUNDS TRUST | Non-compliant | 57 | 99% |
| KLGIX | NYLIM WMC Growth Fund· NYLIM FUNDS TRUST | Non-compliant | 57 | 99% |
| KLGNX | NYLIM WMC Growth Fund· NYLIM FUNDS TRUST | Non-compliant | 57 | 99% |
| KLXY | KraneShares Global Luxury Index ETF· Krane Shares Trust | Non-compliant | 23 | 80% |
| KMCA | PLUS Korea Manufacturing Core Alliance Index ETF· Exchange Listed Funds Trust | Non-compliant | 36 | 56% |
| KMDIX | Keeley Gabelli Mid Cap Dividend Fund· Keeley Funds, Inc. | Non-compliant | 79 | 89% |
| KMDVX | Keeley Gabelli Mid Cap Dividend Fund· Keeley Funds, Inc. | Non-compliant | 79 | 89% |
| KMID | Virtus KAR Mid-Cap ETF· Virtus ETF Trust II | Non-compliant | 26 | 97% |
| KMVAX | Kirr, Marbach Partners Value Fund· Kirr Marbach Partners Funds Inc | Non-compliant | 40 | 84% |
| KNCT | Invesco Next Gen Connectivity ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 103 | 97% |
| KNG | FT Vest S&P 500 Dividend Aristocrats Target Income ETF· First Trust Exchange-Traded Fund IV | Non-compliant | 139 | 97% |
| KNGAX | Vest S&P 500 Dividend Aristocrats Target Income Fund· World Funds Trust | Non-compliant | 99 | 76% |
| KNGCX | Vest S&P 500 Dividend Aristocrats Target Income Fund· World Funds Trust | Non-compliant | 99 | 76% |
| KNGIX | Vest S&P 500 Dividend Aristocrats Target Income Fund· World Funds Trust | Non-compliant | 99 | 76% |
| KNGLX | Vest S&P 500 Dividend Aristocrats Target Income Fund· World Funds Trust | Non-compliant | 99 | 76% |
| KNGRX | Vest S&P 500 Dividend Aristocrats Target Income Fund· World Funds Trust | Non-compliant | 99 | 76% |
| KNGYX | Vest S&P 500 Dividend Aristocrats Target Income Fund· World Funds Trust | Non-compliant | 99 | 76% |
| KNGZ | First Trust S&P 500 Diversified Dividend Aristocrats ETF· First Trust Exchange-Traded Fund VI | Non-compliant | 99 | 98% |
| KNO | AXS Knowledge Leaders ETF· INVESTMENT MANAGERS SERIES TRUST II | Non-compliant | 65 | 92% |
| KOID | KraneShares Global Humanoid and Embodied Intelligence Index ETF· Krane Shares Trust | Non-compliant | 50 | 77% |
| KOKU | Xtrackers MSCI Kokusai Equity ETF· DBX ETF Trust | Non-compliant | 1,124 | 96% |
| KOMP | State Street(R) SPDR(R) S&P Kensho New Economies Composite ETF· SPDR SERIES TRUST | Non-compliant | 508 | 81% |
| KONG | Formidable Fortress ETF· ETF Opportunities Trust | Non-compliant | 50 | 100% |
| KORP | American Century Diversified Corporate Bond ETF· American Century ETF Trust | Non-compliant | 361 | 53% |
| KQQQ | Kurv Technology Titans Select ETF· Kurv ETF Trust | Non-compliant | 59 | 85% |
| KRE | State Street(R) SPDR(R) S&P(R) Regional Banking ETF· SPDR SERIES TRUST | Non-compliant | 165 | 76% |
| KROP | Global X AgTech & Food Innovation ETF· GLOBAL X FUNDS | Non-compliant | 32 | 80% |
| KSDIX | Keeley Gabelli Small Cap Dividend Fund· Keeley Funds, Inc. | Non-compliant | 86 | 85% |
| KSDVX | Keeley Gabelli Small Cap Dividend Fund· Keeley Funds, Inc. | Non-compliant | 86 | 85% |
| KSGRX | Kennedy Capital Small Cap Growth Fund· INVESTMENT MANAGERS SERIES TRUST II | Non-compliant | 81 | 76% |
| KSMIX | Keeley Gabelli SMID Cap Value Fund· Keeley Funds, Inc. | Non-compliant | 78 | 89% |
| KSMVX | Keeley Gabelli SMID Cap Value Fund· Keeley Funds, Inc. | Non-compliant | 78 | 89% |
| KSVLX | Kennedy Capital Small Cap Value Fund· INVESTMENT MANAGERS SERIES TRUST II | Non-compliant | 115 | 79% |
| KTEC | KraneShares Hang Seng TECH Index ETF· Krane Shares Trust | Non-compliant | 43 | 96% |
| KTRAX | DWS Global Income Builder Fund· DEUTSCHE DWS MARKET TRUST | Non-compliant | 403 | 68% |
| KTRCX | DWS Global Income Builder Fund· DEUTSCHE DWS MARKET TRUST | Non-compliant | 403 | 68% |
| KTRIX | DWS Global Income Builder Fund· DEUTSCHE DWS MARKET TRUST | Non-compliant | 403 | 68% |
| KTRSX | DWS Global Income Builder Fund· DEUTSCHE DWS MARKET TRUST | Non-compliant | 403 | 68% |
| KTRZX | DWS Global Income Builder Fund· DEUTSCHE DWS MARKET TRUST | Non-compliant | 403 | 68% |
| KURE | KraneShares MSCI All China Health Care Index ETF· Krane Shares Trust | Non-compliant | 63 | 77% |
| KVALX | Kennedy Capital Small Cap Value Fund· INVESTMENT MANAGERS SERIES TRUST II | Non-compliant | 115 | 79% |
| KVLE | KraneShares Value Line Dynamic Dividend Equity Index ETF· Krane Shares Trust | Non-compliant | 83 | 95% |
| KWEB | KraneShares CSI China Internet ETF· Krane Shares Trust | Non-compliant | 34 | 95% |
| KWT | iShares MSCI Kuwait ETF· iShares Trust | Non-compliant | 40 | 63% |
| KXI | iShares Global Consumer Staples ETF· iShares Trust | Non-compliant | 108 | 90% |
| KYLD | Kurv High Income ETF· Kurv ETF Trust | Non-compliant | 46 | 69% |
| KYN | KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC· Kayne Anderson Energy Infrastructure Fund, Inc. | Non-compliant | 44 | 80% |
| LAAFX | LORD ABBETT AFFILIATED FUND INC | Non-compliant | 68 | 95% |
| LAAGX | Lord Abbett International Growth Fund· LORD ABBETT TRUST I | Non-compliant | 80 | 92% |
| LABAX | Loomis Sayles Strategic Alpha Fund· Natixis Funds Trust II | Non-compliant | 993 | 39% |
| LABCX | Loomis Sayles Strategic Alpha Fund· Natixis Funds Trust II | Non-compliant | 993 | 39% |
| LABU | Direxion Daily S&P Biotech Bull 3X Shares· Direxion Shares ETF Trust | Non-compliant | 163 | 30% |
| LACAX | Columbia Acorn Fund· COLUMBIA ACORN TRUST | Non-compliant | 95 | 84% |
| LACCX | Lord Abbett Convertible Fund· LORD ABBETT INVESTMENT TRUST | Non-compliant | 89 | 72% |
| LACFX | Lord Abbett Convertible Fund· LORD ABBETT INVESTMENT TRUST | Non-compliant | 89 | 72% |
| LACPX | Lord Abbett Diversification Shares: Core Plus Completion Fund· LORD ABBETT TRUST I | Non-compliant | 179 | 27% |
| LADCX | LORD ABBETT DEVELOPING GROWTH FUND INC· LORD ABBETT DEVELOPING GROWTH FUND, INC. | Non-compliant | 95 | 80% |
| LADFX | LORD ABBETT DEVELOPING GROWTH FUND INC· LORD ABBETT DEVELOPING GROWTH FUND, INC. | Non-compliant | 95 | 80% |
| LADIX | ClearBridge Tactical Dividend Income Fund· Legg Mason Partners Investment Trust | Non-compliant | 81 | 87% |
| LADPX | LORD ABBETT DEVELOPING GROWTH FUND INC· LORD ABBETT DEVELOPING GROWTH FUND, INC. | Non-compliant | 95 | 80% |
| LADQX | LORD ABBETT DEVELOPING GROWTH FUND INC· LORD ABBETT DEVELOPING GROWTH FUND, INC. | Non-compliant | 95 | 80% |
| LADRX | LORD ABBETT DEVELOPING GROWTH FUND INC· LORD ABBETT DEVELOPING GROWTH FUND, INC. | Non-compliant | 95 | 80% |
| LADSX | LORD ABBETT DEVELOPING GROWTH FUND INC· LORD ABBETT DEVELOPING GROWTH FUND, INC. | Non-compliant | 95 | 80% |
| LADTX | LORD ABBETT DEVELOPING GROWTH FUND INC· LORD ABBETT DEVELOPING GROWTH FUND, INC. | Non-compliant | 95 | 80% |
| LADVX | LORD ABBETT DEVELOPING GROWTH FUND INC· LORD ABBETT DEVELOPING GROWTH FUND, INC. | Non-compliant | 95 | 80% |
| LADYX | LORD ABBETT DEVELOPING GROWTH FUND INC· LORD ABBETT DEVELOPING GROWTH FUND, INC. | Non-compliant | 95 | 80% |
| LAFAX | Columbia Acorn International Select· COLUMBIA ACORN TRUST | Non-compliant | 61 | 94% |
| LAFCX | LORD ABBETT AFFILIATED FUND INC | Non-compliant | 68 | 95% |
| LAFFX | LORD ABBETT AFFILIATED FUND INC | Non-compliant | 68 | 95% |
| LAFGX | Lord Abbett International Growth Fund· LORD ABBETT TRUST I | Non-compliant | 80 | 92% |
| LAFLX | Lord Abbett Focused Large Cap Value Fund· LORD ABBETT SECURITIES TRUST | Non-compliant | 29 | 96% |
| LAFPX | LORD ABBETT AFFILIATED FUND INC | Non-compliant | 68 | 95% |
| LAFQX | LORD ABBETT AFFILIATED FUND INC | Non-compliant | 68 | 95% |
| LAFRX | LORD ABBETT AFFILIATED FUND INC | Non-compliant | 68 | 95% |
| LAFSX | LORD ABBETT AFFILIATED FUND INC | Non-compliant | 68 | 95% |
| LAFTX | LORD ABBETT AFFILIATED FUND INC | Non-compliant | 68 | 95% |
| LAFVX | LORD ABBETT AFFILIATED FUND INC | Non-compliant | 68 | 95% |
| LAFYX | LORD ABBETT AFFILIATED FUND INC | Non-compliant | 68 | 95% |
| LAGVX | Lord Abbett Income Fund· LORD ABBETT INVESTMENT TRUST | Non-compliant | 509 | 36% |
| LAGWX | LORD ABBETT DEVELOPING GROWTH FUND INC· LORD ABBETT DEVELOPING GROWTH FUND, INC. | Non-compliant | 95 | 80% |
30,325 funds · page 97 of 304