30,326 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| SBSDX | Franklin S&P 500 Index Fund· Legg Mason Partners Investment Trust | Non-compliant | 506 | 94% |
| SBSIX | SBH INTERNATIONAL SMALL CAP FUND· Segall Bryant & Hamill Trust | Non-compliant | 310 | 85% |
| SBSPX | Franklin S&P 500 Index Fund· Legg Mason Partners Investment Trust | Non-compliant | 506 | 94% |
| SBSTX | Western Asset Short-Term Bond Fund· Legg Mason Partners Income Trust | Non-compliant | 507 | 48% |
| SBSYX | Western Asset Short-Term Bond Fund· Legg Mason Partners Income Trust | Non-compliant | 507 | 48% |
| SBYLX | Western Asset New York Municipals Fund· Legg Mason Partners Income Trust | Non-compliant | 95 | 5% |
| SCAP | Infrastructure Capital Small Cap Income ETF· Series Portfolios Trust | Non-compliant | 116 | 83% |
| SCAUX | Invesco Income Advantage U.S. Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 367 | 81% |
| SCAVX | AB Small Cap Value Portfolio· AB CAP FUND, INC. | Non-compliant | 108 | 75% |
| SCAYX | Invesco Income Advantage U.S. Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 367 | 81% |
| SCBIX | Hartford Schroders Core Fixed Income Fund· HARTFORD MUTUAL FUNDS II, INC | Non-compliant | 193 | 66% |
| SCBRX | Hartford Schroders Core Fixed Income Fund· HARTFORD MUTUAL FUNDS II, INC | Non-compliant | 193 | 66% |
| SCCIX | Carillon Reams Core Bond Fund· Carillon Series Trust | Non-compliant | 265 | 45% |
| SCCMX | Sterling Capital Long Duration Corporate Bond Fund· Sterling Capital Funds | Non-compliant | 363 | 61% |
| SCCNX | Sterling Capital Long Duration Corporate Bond Fund· Sterling Capital Funds | Non-compliant | 363 | 61% |
| SCCPX | Sterling Capital Long Duration Corporate Bond Fund· Sterling Capital Funds | Non-compliant | 363 | 61% |
| SCCR | Schwab Core Bond ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 549 | 67% |
| SCCUX | Invesco Income Advantage U.S. Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 367 | 81% |
| SCCVX | AB Small Cap Value Portfolio· AB CAP FUND, INC. | Non-compliant | 108 | 75% |
| SCD | LMP Capital & Income Fund Inc. | Non-compliant | 169 | 85% |
| SCDGX | DWS Core Equity Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 98 | 98% |
| SCDS | JPMorgan Fundamental Data Science Small Core ETF· J.P. Morgan Exchange-Traded Fund Trust | Non-compliant | 277 | 78% |
| SCDV | Bahl & Gaynor Small Cap Dividend ETF· ETF Series Solutions | Non-compliant | 36 | 86% |
| SCEC | STERLING CAPITAL ENHANCED CORE BOND ETF· Capitol Series Trust | Non-compliant | 344 | 45% |
| SCECX | Steward Values Enhanced Small-Mid Cap Fund· Steward Funds Inc | Non-compliant | 827 | 86% |
| SCETX | Virtus Ceredex Small-Cap Value Equity Fund· Virtus Asset Trust | Non-compliant | 76 | 86% |
| SCFAX | Shenkman Capital Short Duration High Income Fund· Advisors Series Trust | Non-compliant | 394 | 31% |
| SCFCX | Shenkman Capital Short Duration High Income Fund· Advisors Series Trust | Non-compliant | 394 | 31% |
| SCFFX | Shenkman Capital Short Duration High Income Fund· Advisors Series Trust | Non-compliant | 394 | 31% |
| SCFIX | Shenkman Capital Short Duration High Income Fund· Advisors Series Trust | Non-compliant | 394 | 31% |
| SCFYX | SIMT Core Fixed Income Fund· SEI INSTITUTIONAL MANAGED TRUST | Non-compliant | 3,149 | 69% |
| SCGSX | DWS Capital Growth Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 73 | 95% |
| SCGVX | Sands Capital Global Growth Fund· ADVISORS' INNER CIRCLE FUND | Non-compliant | 37 | 99% |
| SCHA | Schwab U.S. Small-Cap ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 1,708 | 76% |
| SCHB | Schwab U.S. Broad Market ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 2,411 | 96% |
| SCHC | Schwab International Small-Cap Equity ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 2,233 | 78% |
| SCHD | Schwab U.S. Dividend Equity ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 102 | 96% |
| SCHE | Schwab Emerging Markets Equity ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 2,183 | 87% |
| SCHG | Schwab U.S. Large-Cap Growth ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 197 | 98% |
| SCHH | Schwab U.S. REIT ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 119 | 90% |
| SCHI | Schwab 5-10 Year Corporate Bond ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 2,350 | 68% |
| SCHJ | Schwab 1-5 Year Corporate Bond ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 3,259 | 66% |
| SCHK | Schwab 1000 Index ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 990 | 97% |
| SCHLX | DWS Health and Wellness Fund· DEUTSCHE DWS SECURITIES TRUST | Non-compliant | 65 | 99% |
| SCHM | Schwab U.S. Mid-Cap ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 499 | 83% |
| SCHO | Schwab Short-Term U.S. Treasury ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 97 | 100% |
| SCHP | Schwab U.S. TIPS ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 49 | 100% |
| SCHQ | Schwab Long-Term U.S. Treasury ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 100 | 100% |
| SCHR | Schwab Intermediate-Term U.S. Treasury ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 102 | 100% |
| SCHV | Schwab U.S. Large-Cap Value ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 559 | 97% |
| SCHX | Schwab U.S. Large-Cap ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 751 | 98% |
| SCHY | Schwab International Dividend Equity ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 106 | 95% |
| SCHZ | Schwab U.S. Aggregate Bond ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 12,328 | 86% |
| SCICX | Columbia Seligman Technology and Information Fund· Columbia Funds Series Trust II | Non-compliant | 85 | 92% |
| SCIEX | Hartford Schroders International Stock Fund· HARTFORD MUTUAL FUNDS II, INC | Non-compliant | 49 | 97% |
| SCIIX | Virtus SGA International Growth Fund· Virtus Asset Trust | Non-compliant | 34 | 96% |
| SCIJX | Hartford Schroders International Stock Fund· HARTFORD MUTUAL FUNDS II, INC | Non-compliant | 50 | 97% |
| SCINX | DWS CROCI (R) International Fund· DEUTSCHE DWS INTERNATIONAL FUND, INC. | Non-compliant | 83 | 94% |
| SCIO | First Trust Structured Credit Income Opportunities ETF· First Trust Exchange-Traded Fund IV | Non-compliant | 441 | 17% |
| SCIRX | Columbia Seligman Technology and Information Fund· Columbia Funds Series Trust II | Non-compliant | 85 | 92% |
| SCIUX | Invesco Income Advantage U.S. Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 367 | 81% |
| SCIZX | Virtus SGA International Growth Fund· Virtus Asset Trust | Non-compliant | 34 | 96% |
| SCJ | iShares MSCI Japan Small-Cap ETF· iShares, Inc. | Non-compliant | 784 | 86% |
| SCJAX | Steward Covered Call Income Fund· Steward Funds Inc | Non-compliant | 185 | 93% |
| SCJCX | Steward Covered Call Income Fund· Steward Funds Inc | Non-compliant | 185 | 93% |
| SCJIX | Steward Covered Call Income Fund· Steward Funds Inc | Non-compliant | 185 | 93% |
| SCJKX | Steward Covered Call Income Fund· Steward Funds Inc | Non-compliant | 185 | 93% |
| SCLAX | SIMT Multi-Asset Capital Stability Fund· SEI INSTITUTIONAL MANAGED TRUST | Non-compliant | 122 | 67% |
| SCLZ | Swan Enhanced Dividend Income ETF· NORTHERN LIGHTS FUND TRUST III | Non-compliant | 101 | 92% |
| SCMGX | Sands Capital Global Growth Fund· ADVISORS' INNER CIRCLE FUND | Non-compliant | 37 | 92% |
| SCMIX | Columbia Seligman Technology and Information Fund· Columbia Funds Series Trust II | Non-compliant | 85 | 92% |
| SCNSX | Allspring Common Stock Fund· ALLSPRING FUNDS TRUST | Non-compliant | 102 | 90% |
| SCNUX | Invesco Income Advantage U.S. Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 367 | 81% |
| SCOAX | SIIT CORE FIXED INCOME FUND· SEI INSTITUTIONAL INVESTMENTS TRUST | Non-compliant | 3,286 | 68% |
| SCOBX | DWS International Opportunities Fund· DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC. | Non-compliant | 85 | 95% |
| SCORX | Saturna Core Fund· SATURNA INVESTMENT TRUST | Non-compliant | 91 | 88% |
| SCOW | Pacer S&P SmallCap 600 Quality FCF Aristocrats ETF· Pacer Funds Trust | Non-compliant | 81 | 87% |
| SCPAX | SIIT LARGE CAP DISCIPLINED EQUITY FUND· SEI INSTITUTIONAL INVESTMENTS TRUST | Non-compliant | 381 | 94% |
| SCPDX | Carillon Reams Core Plus Bond Fund· Carillon Series Trust | Non-compliant | 290 | 51% |
| SCPEX | Carillon Reams Core Plus Bond Fund· Carillon Series Trust | Non-compliant | 290 | 51% |
| SCPWX | Carillon Reams Core Plus Bond Fund· Carillon Series Trust | Non-compliant | 290 | 51% |
| SCPZX | Carillon Reams Core Plus Bond Fund· Carillon Series Trust | Non-compliant | 290 | 51% |
| SCQGX | DWS Large Cap Focus Growth Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 55 | 96% |
| SCREX | Sterling Capital Real Estate Fund· Sterling Capital Funds | Non-compliant | 33 | 82% |
| SCRLX | Touchstone Strategic Trust-Touchstone Large Cap Focused Fund· Touchstone Strategic Trust | Non-compliant | 47 | 99% |
| SCRSX | Small Cap Core Portfolio· Bernstein Fund Inc | Non-compliant | 269 | 74% |
| SCRUX | Invesco Income Advantage U.S. Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 367 | 81% |
| SCRYX | Small Cap Core Portfolio· Bernstein Fund Inc | Non-compliant | 269 | 74% |
| SCRZX | Small Cap Core Portfolio· Bernstein Fund Inc | Non-compliant | 269 | 74% |
| SCSAX | Allspring Common Stock Fund· ALLSPRING FUNDS TRUST | Non-compliant | 102 | 90% |
| SCSBX | DWS Total Return Bond Fund· DEUTSCHE DWS PORTFOLIO TRUST | Non-compliant | 332 | 53% |
| SCSCX | Touchstone Strategic Trust-Touchstone Large Cap Focused Fund· Touchstone Strategic Trust | Non-compliant | 47 | 99% |
| SCSDX | Allspring Common Stock Fund· ALLSPRING FUNDS TRUST | Non-compliant | 102 | 90% |
| SCSIX | Sterling Capital Small Cap Value Fund· Sterling Capital Funds | Non-compliant | 46 | 82% |
| SCSMX | ClearBridge Small Cap Growth Fund· Legg Mason Partners Investment Trust | Non-compliant | 100 | 83% |
| SCSPX | Sterling Capital Quality Income Fund· Sterling Capital Funds | Non-compliant | 222 | 60% |
| SCSRX | Allspring Common Stock Fund· ALLSPRING FUNDS TRUST | Non-compliant | 102 | 90% |
| SCSSX | Sterling Capital Quality Income Fund· Sterling Capital Funds | Non-compliant | 222 | 60% |
| SCSTX | Sterling Capital Quality Income Fund· Sterling Capital Funds | Non-compliant | 222 | 60% |
| SCUIX | Hartford Schroders US Small Cap Opportunities Fund· HARTFORD MUTUAL FUNDS II, INC | Non-compliant | 82 | 87% |
30,326 funds · page 150 of 304