30,302 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| SUTZX | AB Sustainable US Thematic Portfolio· AB CAP FUND, INC. | Non-compliant | 39 | 94% |
| SUVAX | PGIM Quant Solutions Large-Cap Value Fund· Prudential Investment Portfolios 3 | Non-compliant | 272 | 95% |
| SUVCX | PGIM Quant Solutions Large-Cap Value Fund· Prudential Investment Portfolios 3 | Non-compliant | 272 | 95% |
| SUVQX | PGIM Quant Solutions Large-Cap Value Fund· Prudential Investment Portfolios 3 | Non-compliant | 272 | 95% |
| SUVZX | PGIM Quant Solutions Large-Cap Value Fund· Prudential Investment Portfolios 3 | Non-compliant | 272 | 95% |
| SUWAX | DWS Core Equity Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 98 | 98% |
| SUWCX | DWS Core Equity Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 98 | 98% |
| SUWIX | DWS Core Equity Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 98 | 98% |
| SUWZX | DWS Core Equity Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 98 | 98% |
| SVAAX | Federated Hermes Strategic Value Dividend Fund· Federated Hermes Equity Funds | Non-compliant | 47 | 91% |
| SVACX | Federated Hermes Strategic Value Dividend Fund· Federated Hermes Equity Funds | Non-compliant | 47 | 91% |
| SVAIX | Federated Hermes Strategic Value Dividend Fund· Federated Hermes Equity Funds | Non-compliant | 47 | 91% |
| SVAL | iShares US Small Cap Value Factor ETF· iShares Trust | Non-compliant | 262 | 76% |
| SVALX | Federated Hermes Strategic Value Dividend Fund· Federated Hermes Equity Funds | Non-compliant | 47 | 91% |
| SVARX | Spectrum Low Volatility Fund· Advisors Preferred Trust | Non-compliant | 18 | 17% |
| SVASX | Spectrum Low Volatility Fund· Advisors Preferred Trust | Non-compliant | 18 | 17% |
| SVAYX | SIMT Large Cap Value Fund· SEI INSTITUTIONAL MANAGED TRUST | Non-compliant | 244 | 94% |
| SVBAX | Balanced Fund· John Hancock Investment Trust | Non-compliant | 1,193 | 84% |
| SVBCX | Balanced Fund· John Hancock Investment Trust | Non-compliant | 1,193 | 84% |
| SVBIX | Balanced Fund· John Hancock Investment Trust | Non-compliant | 1,193 | 84% |
| SVFAX | Smead Value Fund· Smead Funds Trust | Non-compliant | 27 | 84% |
| SVFCX | Smead Value Fund· Smead Funds Trust | Non-compliant | 27 | 84% |
| SVFDX | Smead Value Fund· Smead Funds Trust | Non-compliant | 27 | 84% |
| SVFFX | Smead Value Fund· Smead Funds Trust | Non-compliant | 27 | 84% |
| SVFIX | Smead Value Fund· Smead Funds Trust | Non-compliant | 27 | 84% |
| SVFKX | Smead Value Fund· Smead Funds Trust | Non-compliant | 27 | 84% |
| SVFLX | Smead Value Fund· Smead Funds Trust | Non-compliant | 27 | 84% |
| SVFMX | Smead Value Fund· Smead Funds Trust | Non-compliant | 27 | 85% |
| SVFRX | Smead Value Fund· Smead Funds Trust | Non-compliant | 27 | 84% |
| SVFSX | Smead Value Fund· Smead Funds Trust | Non-compliant | 27 | 84% |
| SVFYX | Smead Value Fund· Smead Funds Trust | Non-compliant | 27 | 84% |
| SVIFX | Virtus Ceredex Large-Cap Value Equity Fund· Virtus Asset Trust | Non-compliant | 59 | 92% |
| SVIIX | Virtus Ceredex Large-Cap Value Equity Fund· Virtus Asset Trust | Non-compliant | 59 | 92% |
| SVLCX | Columbia Select Large Cap Value Fund· Columbia Funds Series Trust II | Non-compliant | 41 | 98% |
| SVOAX | SIMT U.S. Managed Volatility Fund· SEI INSTITUTIONAL MANAGED TRUST | Non-compliant | 235 | 95% |
| SVPBX | Goldman Sachs Strategic Volatility Premium Fund· GOLDMAN SACHS TRUST | Non-compliant | 62 | 60% |
| SVPFX | Goldman Sachs Strategic Volatility Premium Fund· GOLDMAN SACHS TRUST | Non-compliant | 62 | 60% |
| SVPIX | SMALL-CAP VALUE PROFUND· ProFunds | Non-compliant | 463 | 85% |
| SVPSX | SMALL-CAP VALUE PROFUND· ProFunds | Non-compliant | 463 | 85% |
| SVSPX | State Street S&P 500 Index Fund· SSGA FUNDS | Non-compliant | 507 | 98% |
| SVTAX | SIMT Global Managed Volatility Fund· SEI INSTITUTIONAL MANAGED TRUST | Non-compliant | 493 | 94% |
| SVXAX | Smead International Value Fund· Smead Funds Trust | Non-compliant | 29 | 67% |
| SVXCX | Smead International Value Fund· Smead Funds Trust | Non-compliant | 29 | 67% |
| SVXFX | Smead International Value Fund· Smead Funds Trust | Non-compliant | 29 | 67% |
| SVXIX | Smead International Value Fund· Smead Funds Trust | Non-compliant | 29 | 67% |
| SVXLX | Smead International Value Fund· Smead Funds Trust | Non-compliant | 29 | 67% |
| SVXYX | Smead International Value Fund· Smead Funds Trust | Non-compliant | 29 | 67% |
| SVYAX | SIIT U.S. MANAGED VOLATILITY FUND· SEI INSTITUTIONAL INVESTMENTS TRUST | Non-compliant | 224 | 91% |
| SWAGX | Schwab U.S. Aggregate Bond Index Fund· SCHWAB INVESTMENTS | Non-compliant | 11,981 | 86% |
| SWANX | Schwab Core Equity Fund· SCHWAB CAPITAL TRUST | Non-compliant | 51 | 100% |
| SWASX | Schwab Global Real Estate Fund· SCHWAB INVESTMENTS | Non-compliant | 94 | 85% |
| SWDSX | Schwab Dividend Equity Fund· SCHWAB CAPITAL TRUST | Non-compliant | 67 | 98% |
| SWFCX | Touchstone Strategic Trust-Touchstone International Value Fund· Touchstone Strategic Trust | Non-compliant | 89 | 87% |
| SWHFX | Schwab Health Care Fund· SCHWAB CAPITAL TRUST | Non-compliant | 80 | 98% |
| SWISX | Schwab International Index Fund· SCHWAB CAPITAL TRUST | Non-compliant | 675 | 97% |
| SWLGX | Schwab U.S. Large-Cap Growth Index Fund· SCHWAB CAPITAL TRUST | Non-compliant | 370 | 98% |
| SWLSX | Schwab Large-Cap Growth Fund· SCHWAB CAPITAL TRUST | Non-compliant | 55 | 99% |
| SWLVX | Schwab U.S. Large-Cap Value Index Fund· SCHWAB CAPITAL TRUST | Non-compliant | 864 | 96% |
| SWMCX | Schwab U.S. Mid-Cap Index Fund· SCHWAB CAPITAL TRUST | Non-compliant | 814 | 92% |
| SWMIX | Schwab International Opportunities Fund· SCHWAB CAPITAL TRUST | Non-compliant | 1,042 | 87% |
| SWP | SWP Growth & Income ETF· Manager Directed Portfolios | Non-compliant | 82 | 84% |
| SWP1Z | Schwab S&P 500 Index Portfolio· SCHWAB ANNUITY PORTFOLIOS | Non-compliant | 504 | 98% |
| SWPPX | Schwab S&P 500 Index Fund· SCHWAB CAPITAL TRUST | Non-compliant | 503 | 99% |
| SWRLX | Touchstone Strategic Trust-Touchstone International Value Fund· Touchstone Strategic Trust | Non-compliant | 89 | 87% |
| SWRSX | Schwab Treasury Inflation Protected Securities Index Fund· SCHWAB INVESTMENTS | Non-compliant | 49 | 100% |
| SWSBX | Schwab Short-Term Bond Index Fund· SCHWAB INVESTMENTS | Non-compliant | 3,302 | 86% |
| SWSCX | Schwab Small-Cap Equity Fund· SCHWAB CAPITAL TRUST | Non-compliant | 355 | 84% |
| SWSSX | Schwab Small-Cap Index Fund· SCHWAB CAPITAL TRUST | Non-compliant | 1,958 | 78% |
| SWTSX | Schwab Total Stock Market Index Fund· SCHWAB CAPITAL TRUST | Non-compliant | 2,893 | 97% |
| SWZ | Total Return Securities Fund | Non-compliant | 24 | 44% |
| SXQG | ETC 6 Meridian Quality Growth ETF· EXCHANGE TRADED CONCEPTS TRUST | Non-compliant | 94 | 98% |
| SYFFX | Victory Pioneer Securitized Income Fund· Victory Portfolios IV | Non-compliant | 330 | 29% |
| SYFI | AB Short Duration High Yield ETF· AB Active ETFs, Inc. | Non-compliant | 537 | 29% |
| SYLD | Cambria Shareholder Yield ETF· Cambria ETF Trust | Non-compliant | 99 | 85% |
| SYMAX | AlphaCentric Symmetry Strategy Fund· MUTUAL FUND SERIES TRUST | Non-compliant | 226 | 44% |
| SYMCX | AlphaCentric Symmetry Strategy Fund· MUTUAL FUND SERIES TRUST | Non-compliant | 226 | 44% |
| SYMIX | AlphaCentric Symmetry Strategy Fund· MUTUAL FUND SERIES TRUST | Non-compliant | 226 | 44% |
| SYSB | iShares Systematic Bond ETF· iShares Trust | Non-compliant | 842 | 66% |
| SYZ | Lazard US Systematic Small Cap Equity ETF· Lazard Active ETF Trust | Non-compliant | 415 | 87% |
| SZCAX | DWS Small Cap Core Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 99 | 80% |
| SZCCX | DWS Small Cap Core Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 99 | 79% |
| SZCIX | DWS Small Cap Core Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 99 | 80% |
| SZCRX | DWS Small Cap Core Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 99 | 80% |
| SZIAX | DWS Total Return Bond Fund· DEUTSCHE DWS PORTFOLIO TRUST | Non-compliant | 332 | 53% |
| SZICX | DWS Total Return Bond Fund· DEUTSCHE DWS PORTFOLIO TRUST | Non-compliant | 332 | 53% |
| SZIIX | DWS Total Return Bond Fund· DEUTSCHE DWS PORTFOLIO TRUST | Non-compliant | 332 | 53% |
| SZNE | Pacer CFRA-Stovall Equal Weight Seasonal Rotation ETF· Pacer Funds Trust | Non-compliant | 229 | 82% |
| TAAAX | THRIVENT AGGRESSIVE ALLOCATION FUND· Thrivent Mutual Funds | Non-compliant | 1,170 | 47% |
| TAADX | Transamerica Bond· TRANSAMERICA FUNDS | Non-compliant | 572 | 48% |
| TAAEX | Transamerica Capital Growth· TRANSAMERICA FUNDS | Non-compliant | 28 | 85% |
| TAAGX | Timothy Plan Small/Mid Cap Growth Fund· TIMOTHY PLAN | Non-compliant | 47 | 94% |
| TAAHX | Transamerica Multi-Managed Balanced· TRANSAMERICA FUNDS | Non-compliant | 668 | 83% |
| TAAIX | THRIVENT AGGRESSIVE ALLOCATION FUND· Thrivent Mutual Funds | Non-compliant | 1,170 | 47% |
| TAAQX | Transamerica Short-Term Bond· TRANSAMERICA FUNDS | Non-compliant | 370 | 48% |
| TAASX | Transamerica Short-Term Bond· TRANSAMERICA FUNDS | Non-compliant | 370 | 49% |
| TAAUX | Transamerica Short-Term Bond· TRANSAMERICA FUNDS | Non-compliant | 370 | 48% |
| TABBX | American Funds Corporate Bond Fund | Non-compliant | 739 | 64% |
| TABD | Transamerica Bond Active ETF· 2023 ETF Series Trust | Non-compliant | 399 | 50% |
| TABDX | Transamerica Core Bond· TRANSAMERICA FUNDS | Non-compliant | 520 | 63% |
| TABEX | Transamerica Core Bond· TRANSAMERICA FUNDS | Non-compliant | 509 | 62% |
30,302 funds · page 160 of 304