30,417 funds screened by look-through to their filed holdings
Browse
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,417
- Reached a verdict
- 18,589
- Compliant
- 282
- Could not be decided
- 11,828
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| PEIIX | Equity Income Fund· Principal Funds, Inc | Non-compliant | 59 | 95% |
| PEIJX | Equity Income Fund· Principal Funds, Inc | Non-compliant | 59 | 95% |
| PEIOX | Equity Income Fund· Principal Funds, Inc | Non-compliant | 59 | 95% |
| PEIQX | Equity Income Fund· Principal Funds, Inc | Non-compliant | 59 | 95% |
| PEIRX | Federated Hermes International Equity Fund· Federated Hermes Adviser Series | Non-compliant | 78 | 45% |
| PEIYX | Putnam Large Cap Value Fund | Non-compliant | 121 | 98% |
| PEIZX | PGIM Jennison Value Fund· Prudential Investment Portfolios 7 | Non-compliant | 64 | 92% |
| PEJ | Invesco Leisure and Entertainment ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 33 | 69% |
| PEMCX | Edge MidCap Fund· Principal Funds, Inc | Non-compliant | 48 | 97% |
| PEMGX | MidCap Fund· Principal Funds, Inc | Non-compliant | 73 | 90% |
| PEMIX | PIMCO Emerging Markets Corporate Bond Fund· PIMCO FUNDS | Non-compliant | 541 | 22% |
| PENNX | Royce Small-Cap Fund· ROYCE FUND | Non-compliant | 271 | 85% |
| PEO | N/A· Adams Natural Resources Fund, Inc. | Non-compliant | 53 | 94% |
| PEOPX | BNY Mellon S&P 500 Index Fund· BNY MELLON INDEX FUNDS, INC. | Non-compliant | 506 | 96% |
| PEPFX | PIMCO RAE Emerging Markets Fund· PIMCO Equity Series | Non-compliant | 308 | 89% |
| PEPS | Parametric Equity Plus ETF· Morgan Stanley ETF Trust | Non-compliant | 192 | 98% |
| PEPSX | Global Emerging Markets Fund· Principal Funds, Inc | Non-compliant | 73 | 88% |
| PEQBX | Putnam Focused International Equity Fund | Non-compliant | 45 | 96% |
| PEQCX | Putnam Large Cap Value Fund | Non-compliant | 121 | 98% |
| PEQIX | Victory Pioneer Equity Income Fund· Victory Portfolios IV | Non-compliant | 60 | 96% |
| PEQKX | Victory Pioneer Equity Income Fund· Victory Portfolios IV | Non-compliant | 60 | 96% |
| PEQNX | Putnam Large Cap Value Fund | Non-compliant | 121 | 98% |
| PEQRX | Putnam Large Cap Value Fund | Non-compliant | 121 | 98% |
| PEQUX | Putnam Focused International Equity Fund | Non-compliant | 45 | 96% |
| PEQYX | Putnam Focused International Equity Fund | Non-compliant | 45 | 96% |
| PEQZX | PGIM Jennison Blend Fund· Prudential Jennison Blend Fund, Inc. | Non-compliant | 278 | 90% |
| PESPX | BNY Mellon Midcap Index Fund, Inc.· BNY MELLON MIDCAP INDEX FUND, INC. | Non-compliant | 402 | 86% |
| PETZX | Gabelli Pet Parents(TM) Fund· Gabelli Innovations Trust | Non-compliant | 1 | 100% |
| PEUCX | Equity Income Fund· Principal Funds, Inc | Non-compliant | 59 | 95% |
| PEVAX | PACE Small/Medium Co Value Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 189 | 76% |
| PEVC | Pacer PE/VC ETF· Pacer Funds Trust | Non-compliant | 215 | 86% |
| PEX | ProShares Global Listed Private Equity ETF· ProShares Trust | Non-compliant | 41 | 75% |
| PEXL | Pacer US Export Leaders ETF· Pacer Funds Trust | Non-compliant | 102 | 92% |
| PEXMX | T. Rowe Price Extended Equity Market Index Fund· T. ROWE PRICE INDEX TRUST, INC. | Non-compliant | 1,581 | 77% |
| PEY | Invesco High Yield Equity Dividend AchieversTM ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 52 | 81% |
| PEYAX | Putnam Large Cap Value Fund | Non-compliant | 121 | 98% |
| PEZ | Invesco Dorsey Wright Consumer Cyclicals Momentum ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 36 | 67% |
| PFANX | PIMCO Preferred and Capital Securities Fund· PIMCO FUNDS | Non-compliant | 522 | 62% |
| PFCJX | PIMCO Preferred and Capital Securities Fund· PIMCO FUNDS | Non-compliant | 522 | 62% |
| PFD | Flaherty & Crumrine Preferred and Income Fund Incorporated· Flaherty & Crumrine Preferred & Income Fund Inc | Non-compliant | 270 | 73% |
| PFDE | Pathfinder Disciplined US Equity ETF· RBB Fund Trust | Non-compliant | 89 | 97% |
| PFDNX | PIMCO Preferred and Capital Securities Fund· PIMCO FUNDS | Non-compliant | 522 | 62% |
| PFF | iShares Preferred and Income Securities ETF· iShares Trust | Non-compliant | 457 | 79% |
| PFFA | Virtus InfraCap U.S. Preferred Stock ETF· ETFis Series Trust I | Non-compliant | 197 | 73% |
| PFFD | Global X U.S. Preferred ETF· GLOBAL X FUNDS | Non-compliant | 222 | 89% |
| PFFR | InfraCap REIT Preferred ETF· ETFis Series Trust I | Non-compliant | 111 | 72% |
| PFFV | Global X Variable Rate Preferred ETF· GLOBAL X FUNDS | Non-compliant | 59 | 88% |
| PFGEX | Parnassus Growth Equity Fund· Parnassus Funds | Non-compliant | 39 | 92% |
| PFGKX | Victory Pioneer Fundamental Growth Fund· Victory Portfolios IV | Non-compliant | 36 | 98% |
| PFGRX | Victory Pioneer Fundamental Growth Fund· Victory Portfolios IV | Non-compliant | 36 | 98% |
| PFI | Invesco Dorsey Wright Financial Momentum ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 40 | 78% |
| PFIAX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFIDX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFIEX | International Equity Index Fund· Principal Funds, Inc | Non-compliant | 676 | 97% |
| PFIG | Invesco Fundamental Investment Grade Corporate Bond ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 817 | 73% |
| PFIIX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFINX | PIMCO Preferred and Capital Securities Fund· PIMCO FUNDS | Non-compliant | 522 | 62% |
| PFISX | International Small Company Fund· Principal Funds, Inc | Non-compliant | 108 | 90% |
| PFL | PIMCO INCOME STRATEGY FUND | Non-compliant | 464 | 10% |
| PFLD | AAM Low Duration Preferred and Income Securities ETF· ETF Series Solutions | Non-compliant | 336 | 67% |
| PFLRX | Putnam Floating Rate Income Fund· Putnam Funds Trust | Non-compliant | 212 | 10% |
| PFM | Invesco Dividend AchieversTM ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 432 | 98% |
| PFMIX | PIMCO Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 802 | 10% |
| PFNCX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFNIX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFNNX | PIMCO Preferred and Capital Securities Fund· PIMCO FUNDS | Non-compliant | 522 | 62% |
| PFO | Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated· Flaherty & Crumrine Preferred & Income Opportunity Fund Inc | Non-compliant | 264 | 71% |
| PFOE | Pathfinder Focused Opportunities ETF· RBB Fund Trust | Non-compliant | 23 | 94% |
| PFPFX | Poplar Forest Partners Fund· Advisors Series Trust | Non-compliant | 30 | 86% |
| PFPGX | Parnassus Growth Equity Fund· Parnassus Funds | Non-compliant | 39 | 92% |
| PFPMX | Parnassus Mid Cap Fund· Parnassus Funds | Non-compliant | 41 | 88% |
| PFPNX | PIMCO Preferred and Capital Securities Fund· PIMCO FUNDS | Non-compliant | 522 | 62% |
| PFPPX | MidCap Growth Fund· Principal Funds, Inc | Non-compliant | 63 | 96% |
| PFPRX | Parnassus Mid Cap Growth Fund· Parnassus Funds | Non-compliant | 45 | 92% |
| PFPWX | Parnassus Value Equity Fund· Parnassus Funds | Non-compliant | 47 | 89% |
| PFRIX | PGIM Floating Rate Income Fund· Prudential Investment Portfolios, Inc. 14 | Non-compliant | 493 | 13% |
| PFRL | PGIM Floating Rate Income ETF· PGIM ETF Trust | Non-compliant | 456 | 14% |
| PFRSX | Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 44 | 93% |
| PFSAX | PGIM Jennison Financial Services Fund· Prudential Sector Funds, Inc. | Non-compliant | 33 | 78% |
| PFSLX | Paradigm Select Fund· PARADIGM FUNDS | Non-compliant | 44 | 78% |
| PFSQX | PGIM Jennison Financial Services Fund· Prudential Sector Funds, Inc. | Non-compliant | 33 | 78% |
| PFSRX | Virtus Newfleet Senior Floating Rate Fund· Virtus Opportunities Trust | Non-compliant | 287 | 6% |
| PFSVX | iMGP Small Company Fund· LITMAN GREGORY FUNDS TRUST | Non-compliant | 67 | 86% |
| PFSZX | PGIM Jennison Financial Services Fund· Prudential Sector Funds, Inc. | Non-compliant | 33 | 78% |
| PFTAX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFTCX | PIMCO Short-Term Fund· PIMCO FUNDS | Non-compliant | 1,322 | 49% |
| PFTPX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFUMX | Finisterre Emerging Markets Total Return Bond Fund· Principal Funds, Inc | Non-compliant | 225 | 8% |
| PFXF | VanEck Preferred Securities ex Financials ETF· VanEck ETF Trust | Non-compliant | 116 | 74% |
| PGBAX | Diversified Income Fund· Principal Funds, Inc | Non-compliant | 2,779 | 38% |
| PGBEX | Blue Chip Fund· Principal Funds, Inc | Non-compliant | 40 | 97% |
| PGBGX | Blue Chip Fund· Principal Funds, Inc | Non-compliant | 40 | 97% |
| PGBHX | Blue Chip Fund· Principal Funds, Inc | Non-compliant | 40 | 97% |
| PGBLX | Diversified Income Fund· Principal Funds, Inc | Non-compliant | 2,779 | 38% |
| PGBOX | JPMorgan Core Bond Fund· JPMorgan Trust II | Non-compliant | 3,453 | 72% |
| PGBRX | Putnam Global Income Trust | Non-compliant | 960 | 38% |
| PGDCX | Diversified Income Fund· Principal Funds, Inc | Non-compliant | 2,779 | 38% |
| PGDIX | Diversified Income Fund· Principal Funds, Inc | Non-compliant | 2,779 | 38% |
| PGDRX | Diversified Real Asset Fund· Principal Funds, Inc | Non-compliant | 459 | 85% |
| PGEBX | George Putnam Balanced Fund | Non-compliant | 819 | 89% |
30,417 funds · page 128 of 305